2003 Community Foundation Global Status Report
Copyright © 2003 Council on Foundations and Worldwide INitiatives for Grantmaker Support - Community Foundations (WINGS-CF)

Table of Contents

Introduction

Overview

Review of Community Foundation Developments Around the World

  1. The Americas
  2. Europe and the Middle East
  3. Africa
  4. Asia and the Pacific

Introduction

In 1999 the International Programs department of the Council on Foundations and the newly-formed Worldwide INitiatives for Grantmaker Support-Community Foundations (WINGS-CF) sponsored a project to track for the first time the development of community foundations around the world. The project recognized that the community foundation concept was spreading quickly beyond its traditional base in North America and the United Kingdom and was beginning to have worldwide impact. The report on that project showed that interest in the community foundation model was widespread and growing, and the numbers of new community foundations were beginning to take off, especially in areas where private foundations and member-based organizations were supporting their development.1

The 2003 Community Foundation Global Status Report provides an update on international community foundation trends and developments since the last report and is planned to be the first in a series of annual reports on the community foundation field. It shows that in just three years time:

The 2003 Community Foundations Global Status Report is composed of two sections. The first is a general overview of what community foundations are; the trends in their development as viewed from a global perspective; and highlights of community foundation developments by region. The second part consists of country reports. The main difference between this report and the 2000 report is that, in areas where there are support organizations for community foundations, the country reports on community foundations, for the most part, come from the support organizations themselves - from the people closest to community foundation activities in those countries and regions.

The country reports are based on a survey questionnaire. The intent is for the information to be collected and presented on-line and updated annually. The report will be available only in a new web-based format, in order to keep up with the fast pace of community foundation developments. The fact that an annual update is now necessary and that the report can be constructed in this way is a real mark of how far and how fast the international community foundation field has come in three short years.


1. Sacks, Eleanor W. "The Growth of Community Foundations around the World," May 2000. Available in English and Spanish on: http://www.wingsweb.org/ under the Other Resources section.

Overview

Throughout recorded time human beings have demonstrated their willingness to promote the well-being of others and the betterment of their communities. Most acts of generosity or charity are done informally, neighbor to neighbor, in times of crises, or out of a sense of religious duty. The act of giving back to one's community - by volunteering time and talents or by giving goods or money - is called community philanthropy.

Community philanthropy can be informal and immediate in nature, or it can be more structured. Community philanthropy organizations are formed to collect, manage and distribute charitable resources; they provide sustainable longer-term approaches to meeting community needs. One of the fastest growing forms of organized community philanthropy today is the community foundation.

Community foundations are not a new phenomenon. As the modern concept has become better known and more widespread, researchers have found examples of community foundation-like organizations going back to at least the twelfth century. For the most part these early examples were based around communities defined by a common religion.

The modern community foundation movement began in the first part of the twentieth century with the founding of the The Cleveland Foundation in the United States in 1914. The main feature of our current conception of a community foundation is that community is defined by the geographic area served - whether it is a city, a county, a region, or even a country - and seeks to better the lives of all peoples living in that area.

The first report on international community foundation developments demonstrated that, at the millennium:

In the past three years the international community foundation field has continued its rapid rate of growth. Perhaps the most dramatic example is that of Germany. Three years ago Germany reported 10 community foundations in operation and seven more cities where community foundations were either in formation or at the exploratory stage. This was considered remarkable, because the first community foundation was established there only in 1996. At the beginning of 2003, there are now at least 50 established community foundations, with approximately 80 more in formation. Germany has been blessed with having a national foundation, the Bertelsmann Foundation, take the lead in promoting the concept and supporting its development, along with a number of other national foundations and member-based associations of grantmakers.

Perhaps just as remarkable has been the formation of 15 community foundations in Russia, where local traditions of philanthropy had been actively opposed during the 70 years of the Soviet regime. Five years ago the head of the Charities Aid Foundation-Russia, which has been the leader in developing community foundations in Russia, was talking about the difficulties in building community foundations in a land without a sense of community. Now the community foundations in Russia have grown to the point where they have formed their own network to share information electronically and meet nationally to discuss their mutual concerns, and CAF-Russia has hired a program manager for community foundations.

The latest count of community foundations worldwide is approaching 1,100. At least 365 have been formed outside the U.S., which is nearly a 60 per cent increase in just three years. Even though community foundation formation in the U.K. and Canada remains strong, their community foundations now account for only 52 per cent of the community foundations outside the U.S. Thirty countries were identified in 2000 as having existing community foundations or community foundations actively in development. In 2003, this report identifies 37 countries, more than a 20 per cent increase. These facts attest to the tremendous growth of community foundations worldwide. In all cases these numbers are probably underestimated. Interest in community foundations is being explored in many countries not currently on the list of countries profiled in this report. Reports of new community foundations being formed in other parts of the world are coming in almost daily.

The Community Foundation Concept

Community foundations, formed along the lines of the traditional model, have a number of characteristics in common.

They:

No two community foundations are exactly alike. They are shaped by local traditions, history and culture to meet the needs of their local areas. Even in regions where they have been established for the longest period of time, variations in structure and emphasis have developed. Community foundations may display most but not all of the attributes listed above. They may emphasize one characteristic over another. The adaptability of the concept makes it possible for each country and local area to mold its community foundation to fits its unique circumstances.

The differences can be illustrated by who donates to community foundations in different parts of the world. In the U.S., for example, where government is decentralized and traditions of individual rights and self-reliance are strong, community foundations have been built on the generosity of individuals who want to give back to their communities.

In Russia, where under the communist regime the old traditions of philanthropy were seen as elitist and were brutally crushed, trust in philanthropic institutions has been more difficult to achieve, and until recently there was not much individual wealth. This has led to local businesses, such as banks and large companies involved in the production of minerals and oil, taking a significant role in funding community foundations. They recognize that community foundations can provide the resources necessary for responding to social needs, and, in so doing, they help to provide for a stable society and economy.

In Western Zimbabwe the endowment for the community foundation was started with Qogelela funds, small contributions from over 50,000 people. There they are building on a local collective savings tradition, which is characterized by a large number of small contributions being pooled to meet the needs of the community. In Anguilla, B.W.I., "jollification," the local term for neighbors helping neighbors, is forming the basis of their community foundation's fundraising strategy.

In the U.K. grants from the national government, local authorities, and charitable trusts have provided community foundations with the majority of funds for operating costs and pass through2 grantmaking, while companies and individuals have made significant contributions to community foundation endowments.

Variation in the ways community foundations attract funds is only one example of how community foundations can be successful by adapting the community foundation model to meet their local needs and circumstances. Examples just as easily could be drawn from the differences in governance structures and board composition or any of the other functional areas of community foundation operations. As long as community foundations remain true to the basic concept, there can be a great deal of flexibility in how community foundations are constructed and carry out their mission.

The creativity and ingenuity communities have displayed in developing the community foundation concept is a testimony to the power of the idea and its effectiveness. As more and more community foundations are developed around the world, every country, region and community will find a way to take the concept and make it truly their own.


2. Pass through funds are provided by an individual donor or funder, such as a foundation or government agency, for a specific grantmaking purpose. Community foundations then regrant these funds to local organizations for projects in their communities. These types of funds "pass through" or "flow through" community foundations and are not part of their permanent assets, although community foundations may take a fee for administering these funds. An example of "pass through" funding is the Local Network Fund for Children and Young People, supported by the U.K. government's Children and Young People's Unit and managed by the Community Foundation Network, which provides funds to community foundations in the U.K. to tackle "poverty and disadvantage affecting children and young people from 0 - 19 years of age."

Factors Influencing the Dynamic Growth of Community Foundations

The decade from the early 1990s through today has seen tremendous activity in all parts of the world in support of community foundations and community philanthropy. A number of factors combined to make this the decade of the community foundation.

The countries in the West enjoyed a prolonged economic expansion and an enormous increase in individual wealth. The beginnings of the intergenerational transfer of wealth from the World War II generation, when combined with this new wealth, meant that individuals had large amounts of disposable income with which to build up philanthropic institutions.

At the same time it became evident that not all members of the community in the West were participating equally in the benefits of a strong economy. The gap between rich and poor was widening, just as governments were retreating from providing social services and a safety net for the poor and needy. Responsibility for social programs was being devolved to local governments and social services were being privatized, without providing the resources necessary to do so. The growing needs of local communities meant, paradoxically, that in an era of affluence, the need for community philanthropy organizations, such as community foundations, increased.

Many western democracies, which had built social welfare systems to meet the social needs of their citizens, came to believe that the centralized provision of services was too expensive and inefficient. They felt that the best solutions to local concerns would be developed by those closest to the issues, and they looked to local authorities to find solutions to their problems.

The problems of integrating immigrant populations and other minority groups also weighed heavily on local areas. Many of these immigrant workers had come to fill the essential, but low-paying, jobs that local citizens would not take. The needs of these groups put additional strain on local social services and created tensions between local citizens and members of immigrant and minority groups, who often did not share the same cultural and religious traditions.

The fall of communism in Central and Eastern Europe focused funders' efforts on supporting the creation of new political, economic, and social structures. This happened at the same time that large international funders, foundations and development agencies, also came to understand that huge development programs, run centrally by the funders, were expensive and were not creating effective long-term solutions to local problems. They decided it would be better to build up the capacity of local citizens and nonprofit organizations to find the best solutions for their local areas.

Securing the sustainability of the local nonprofit sector became the key concept for funders, so that, when they eventually departed, local communities would be in a position to carry on with their own resources - both human and financial.

In this era of globalization, the community foundation concept has proven to be especially powerful, because it works at the local level to address community needs at first hand. As national boundaries become more porous and central governments retreat from taking responsibility for the welfare of their citizens, the community foundation model has emerged as a highly effective way to invigorate and support the nonprofit sector. By promoting philanthropy and building up assets for the long-term, it ensures that local communities can take charge of improving the quality of life for all their citizens. Community foundations do more than just build assets. They also serve to build communities and strengthen community leadership as local citizens come together to create a common vision for the future.

Trends in the Growth of Community Foundations

The growth in the numbers of community foundations around the globe began to take off in the mid-1990s. The first community foundation in Central and Eastern Europe, the Healthy City Community Foundation of Banska Bystrica, was formed in 1994 in the Slovak Republic. Community foundation development in Mexico began in earnest in 1995, although a number of community foundation-like organizations existed before that time. The first community foundation in Germany was established in 1996; the first in Russia - 1998; the first in Italy - 1999; the first in South Africa - 1999. In 1989 only a handful of community foundations existed outside of Canada, the U.K. and the U.S.; by 2000 the number had grown to about 80, and in 2003 the number is now around 180, representing an increase of 125 per cent in just three years' time.

The 1990s also saw remarkable growth in areas where community foundations had a longer history. Community foundations in Canada increased their numbers in the 1990s by more than 150 per cent. Following the creation in 1921 of the first community foundation in Canada, The Winnipeg Foundation, another 35 community foundations were formed by the 1980s. More than 55 were formed in the 1990s, and today there are over 125 community foundations in Canada. They continue to be formed at a rate of about five per year. The number of U.K. community foundations grew at a similarly fast pace.

In the 1990s community foundations in the U.S. were called the fastest growing form of philanthropy. Their rate of growth, especially in terms of asset size and donations, has slowed somewhat recently due to the downturn in the economy. The most recent Columbus Foundation survey of U.S. community foundations reports that, in 2001, 658 community foundations had total combined assets of $31.2 billion dollars. The Council on Foundation's latest count of community foundations in the U.S. is nearly 700, with more in development.

Mexico is a hub of activity. There are approximately 20 community foundations or community foundation-like organizations in Mexico. Community foundations in Mexico were invited to participate in the Transatlantic Community Foundation Network (TCFN),3 during its second three-year period. The current President of Mexico was active in initiating community foundations while he was Governor of the State of Guanajuato, and continues to be an advocate for community foundations throughout the country. A new cross border initiative, the U.S.-Mexico Border Philanthropy Partnership, was begun in 2002.

Community foundations are firmly established and spreading in Western Europe, even if most are still in the start-up stage of their development. They have attracted significant support from individuals, businesses, local funders and governments, who are receptive to the concept.

The picture is somewhat more complex for Central and Eastern Europe. After the Soviet era came to an end in 1989, the countries that were part of the Soviet sphere of influence, but had remained independent states, received a lot of support from international funders, such as the Charles Stewart Mott Foundation, the Soros foundations, and governmental development agencies such as the United States Agency for International Development (USAID).

Because they were not as tightly bound to the Soviet regime, and still had a collective memory of life before communism, these countries were able to make the transition to a market economy and democratic political institutions fairly quickly, if not without pain. A number of these countries, including Poland, the Czech Republic and the Baltic states, have now "graduated" from the foreign-funded programs that helped them build new democratic and free market institutions and a third sector in their countries. However, community philanthropy organizations in some of these newly-fledged countries in Central and Eastern Europe may experience some rough patches as they begin to stand on their own.

As the large international funders transition out of these countries, they are taking the lessons learned from their efforts in Central Europe and carrying them into other areas where the need is greater. Funders are now focusing their efforts on areas that were more closely tied to the Soviet regime, that is, the former Soviet republics, the 12 so-called newly-independent states (NIS), and areas which are having a harder time making the transition, such as the Balkans. There is a lot of activity in the NIS now, and efforts are beginning to bear fruit. A report was received recently of a community foundation being formed in Belarus at the end of 2002.

The first community foundation in the Middle East was formed in 2000 in the rural Beit Shean region of Israel, with consultation and advice from The Cleveland Foundation in the U.S. It was created with the support of the Jewish Community Federation of Cleveland, Ohio and an Israeli nonprofit organization devoted to social change.

Community foundation developments are proceeding more slowly in South America. The interest in community foundations is growing, but the numbers of foundations of all kinds is not large, and the concept is being carefully introduced and adapted.

Community foundation developments in Africa are continuing. The four community foundations in Kenya, Zimbabwe, West Africa and Mozambique were all started with significant financial and technical support from international funders. All now are developing strategies that focus on building assets from local sources. Interest in the community foundation concept is high and continues to grow as more and more people learn how effective the community foundation concept can be in increasing community development.

The five-year community foundations initiative in South Africa, sponsored by the Southern African Grantmakers' Association, is drawing to a close in 2003. Its purpose was to test the concept in 10 selected communities, spanning urban, suburban and rural environments. At the end of the program as many as five or six community foundations will have been formed. Establishing community foundations in the four poor and relatively rural areas has proved difficult to achieve, due to the lack of local resources. A number of communities not in the original program have expressed an interest in forming community foundations in their areas. The results of the initiative will be evaluated and a strategy devised for continuing to promote and develop community foundations in South Africa.

Asia is another area where the interest in community foundations is high and growing, thanks in part to efforts by international funders and intermediary organizations to promote the concept, and to the example of the positive role community foundations have played in other parts of the world. India has two community foundations and two support organizations that are promoting the development of community foundations. It also has the potential to create more due to the large numbers of middle class Indians involved in high technology, engineering and science careers both in India and abroad. A foundation with community foundation characteristics was formed in Bangladesh in 1999 with the support of The Ford Foundation. A meeting to introduce participants from Thailand and Indonesia to the community foundation concept was recently held in Thailand. A survey of nonprofits and foundations in the Philippines is currently underway to find ones with community foundation-like characteristics. At least one foundation in the Philippines has already announced its intention to restructure itself along the lines of a community foundation.

Community foundation development in Japan has taken its own path. Japan has two community foundations, one dating back to 1991, formed by a local chamber of commerce. National funders, such as the Sasakawa Peace Foundation, are more likely to fund philanthropy initiatives outside of Japan than they are in their own country. However, the voluntary sector is gaining in importance in Japan and researchers there are actively exploring the community foundation concept in order to find ways to adapt it and make it more easily transferable to the Japanese context.

Australia has been actively developing community foundations, especially in rural areas, thanks to the support of a local private foundation and the national government. Interest in community foundations is growing in New Zealand, which is also actively exploring the concept. It has several community foundations and a large number of community trusts that do not raise funds, some of which may transform themselves into more community foundation-like structures.

As the numbers of community foundations multiply outside their traditional base, the adaptability of the concept is being proven over and over again. The more examples there are of successful community foundation models in different parts of the world, the more the interest in community foundations grows.


3. For more information on TCFN, see the "Trends in the Growth of Peer-to-Peer Networking and Learning Opportunities" section below.

Trends in the Growth of Grantmaker Associations and Other Support Organizations

One sign of the growing maturity of the international community foundation movement is the continued growth of support organizations. Support organizations provide their members or constituents with current information on issues of importance; promote the interests of community foundations before governments bodies; create opportunities for networking and peer-to-peer learning through conferences and other meetings; offer technical assistance programs to increase the effectiveness of organizations; and help promote the community foundation concept through publications and presentations.

The U.S. has many different types of organizations that support community foundation development. The first member-based support organization for community foundations was an association formed in 1949 in the U.S. This association later evolved into the Council on Foundations. The Council's first annual conference solely for community foundations was held in 1985. Other support organizations for grantmakers have been formed on a regional basis in the U.S. The largest of the Regional Associations of Grantmakers (RAGs) have programs focused on the needs of their community foundation members.4 In some states community foundations have come together to form their own state-wide associations to address the legal, political and grantmaking concerns of their members. A new research and development organization, Community Foundations of America, was formed in 1999 by a group of community foundations to deliver high end products and services, such as marketing tools and technology platforms.

The pace of support organization creation began to pick up in the late 1980s with the formation of the European Foundation Centre (EFC) in 1989. The EFC established its Community Philanthropy Initiative (CPI) in 1997 in order to strengthen and increase community philanthropy at the local level by building the capacity of community philanthropy organizations such as community foundations.

The formation in the U.K. of Community Foundation Network (CFN), formerly the Association of Community Trusts and Foundations (ACTAF), followed in 1991. Community Foundations of Canada was created in 1992. These are the only national member-based support organizations, formed by and for community foundations, and devoted entirely to community foundation issues.

Efforts to support the development of community foundations soon followed in: Russia (1994), South Africa (1997); Mexico (1998); Poland (1998); Australia (1998), and Brazil (1999), among others.

In 2001, due to the enormous increase in the numbers of German community foundations, the Bertelsmann Foundation and other national funders helped to set up the Community Foundations Initiative in Berlin, to promote the establishment of new community foundations, professionalize the work of existing ones and publicize the community foundation concept.

A watershed moment for the development of the international community foundation field came in October 1998 when a group of organizations that support the development of community foundations came together to discuss issues of mutual concern. Shortly thereafter it joined with another association of support organizations, the International Meeting of Associations Serving Grantmakers (IMAG), to form Worldwide INitiatives for Grantmaker Support (WINGS). WINGS-Community Foundations (WINGS-CF), its first sub-group, focuses solely on organizations supporting community foundation development. One might call it a support organization for support organizations.

Under the able leadership of Community Foundations of Canada, which housed and developed the WINGS-CF Secretariat for its first three years,5 WINGS-CF has developed into a mature network, with a global committee structure and working groups to address issues common to all organizations that support the development of community foundations. One of the first projects WINGS-CF co-sponsored was to measure the size of the worldwide community foundation movement, which produced the first version of this report.


4. Several of the RAGs are active in WINGS-CF and were invited to provide information for this report. A profile was received from the Indiana Grantmakers Association, which provides insight into the types of activities they and other RAGs in the U.S. undertake.

5. The WINGS-CF Secretariat rotated, along with WINGS, to the European Foundation Centre as of January 1, 2003 for its second three-year term.

Trends in the Growth of Peer-to-Peer Networking and Learning Opportunities

The last three years have seen many new opportunities for community foundations to come together across national borders to discuss issues of common concern.

The Council on Foundations has always included international community foundations among its members and invites representatives of community foundations from other countries to attend its annual Fall Conference for Community Foundations. For a number of years, the Council has promoted international attendance through a scholarship program funded by the Charles Stewart Mott Foundation. Other national and regional meetings of community foundations also welcome participants from outside their areas to increase learning and gain perspective.

Another new direction has been the creation of programs that work across borders to bring together community foundation staff members.

The Transatlantic Community Foundation Fellowship (TCFF) program was initiated in 1999; its first class of fellows was selected in 2000. Each year five U.S. and five European senior staff members of community foundations are selected to participate in this peer exchange program for community foundation professionals. Fellows spend three carefully structured weeks at a host community foundation on the other side of the Atlantic to learn about the social, cultural, and economic circumstances affecting the development of community foundations in a country other than their own. The program is jointly sponsored by the King Baudouin Foundation of Belgium and the United States (KBF) and the German Marshall Fund of the United States (GMFUS), with additional support from the Mott Foundation.

In 1999 the Bertelsmann Foundation and the Charles Stewart Mott Foundation came together to establish the Transatlantic Community Foundation Network (TCFN). The network provides a platform for the exchange of experience and expertise among community foundations on both sides of the Atlantic. It seeks to identify good practices and share them with emerging and existing community foundations. In addition, its goal is to foster this form of philanthropy in countries where the concept is still new. Membership is limited; currently there are 46 members of TCFN, drawn from community foundations in Canada, the U.S., Mexico, and from across Europe. TCFN carries out its activities through working groups on topics of interest to all community foundations and publishes its reports on the TCFN website: http://www.tcfn.efc.be/. The first stage (1999-2002) was successfully completed. The Bertelsmann and Mott foundations have agreed to support TCFN for another three-year period (2002-2005).

A new initiative, the U.S.-Mexico Border Philanthropy Partnership, funded by Mexican and U.S. foundations and managed by The Synergos Institute, was begun in 2002. While not an exchange program in the strictest sense, its purpose is to bring together community foundations on both sides of the U.S.-Mexico border to "improve the quality of life along the border region." It will do this by: increasing community philanthropic activity; improving the organization capacity and programs of border community foundations; promoting collaboration among border community foundations and their funding partners; and engaging local philanthropic leaders.

These programs, which bring together community foundation staff members across national borders, have proved highly successful. Thus far they only have benefited a limited number of community foundations in the North. It will be interesting to see, in the next several years, if these types of fellowship and information exchanges can be replicated around the world.

Another sign of the maturation of the worldwide community foundation field is that, as the number of community foundations has grown, community foundations themselves are now forming national and regional affinity groups, creating their own opportunities to learn from one another. Affinity groups are not as formally structured as membership organizations, yet they may evolve into membership organizations over time.

National affinity groups are now meeting in Germany, Russia, Bulgaria, Poland, among other countries, and at least one regional affinity group, the Visegrad Network of Community Funds and Foundations, brings together community foundations and community philanthropy organizations from Hungary, Poland, the Czech Republic and Slovakia.

Support organizations are also seeing the benefit of international exchanges. WINGS-CF has developed its own Peer Match program to share information and learning, and to help WINGS-CF organizations link with their colleague organizations in the network. The Peer Match program pairs two support organizations. Two representatives from each organization visits the other's offices for a week to 10 days. At the beginning of 2002 Community Foundations of Canada and the Institute for the Development of Social Investment (Brazil) piloted the new program. Later in 2002, matches took place between Philanthropy Australia and Community Foundation Network (U.K.), and between Charities Aid Foundation-Russia and the Centro Mexicano para la Filantropia (CEMEFI).

Planning is currently underway for another major new development for the international field. For the first time representatives of community foundations from around the world will meet at a global forum to be held in 2004. The forum will bring together community foundation practitioners from all over the world to examine the community foundation movement from a global perspective.

Trends in the Role of Funders

National and international funders are a powerful force in spreading the community foundation concept. Without their support, it is certain that the community foundation movement would not have traveled as far and as fast as it has in the last several decades.

Community foundation funders cover a broad spectrum. Private foundations have played the largest role, especially the large international foundations. The Charles Stewart Mott Foundation and The Ford Foundation have been consistent in their support for community foundations over the long term and have been leading the way. Many national and regional foundations have also been active in their areas. Others funders include national governments, government-funded entities devoted to international development, and local authorities. Corporate foundations and corporations with social responsibility programs have also played a key role in some areas. This is especially true in countries that are rich in natural resources, where companies that extract natural resources realize they have a responsibility to improve the quality of life for their workers.

Funders responded to the fall of communism in Central and Eastern Europe with grant programs that attacked the problem of integrating the newly forming democracies into western political and economic structures. A major part of these efforts were programs that sought to build and reinforce civil society structures. The Open Society Clubs initiated by George Soros are a good example of these direct efforts.

Sustainability of the nonprofit sector has been a key consideration for the funders of community foundations in all parts of the world. As the regimes in Central and Eastern Europe have progressed, funders are looking to find ways to consolidate the gains by providing for the long-term support of the nonprofit sector. Instead of continuing to fund a multiplicity of local organizations directly, funders, including foundations, bilateral and multilateral agencies, are turning to new strategies, which involve encouraging resource development at the local level.

As countries "graduated" from being a focus area for post-communist development efforts, funders like the United States Agency for International Development and some foundations, began to take a less hands-on approach. As part of their exit strategies, these funders first supported the development of community foundations as a way to provide sustainable support for the local nonprofit sector.

The next step has been to set up independent foundations, often with a number of other funders, which are designed to close down after a limited number of years. One example is the Baltic-American Partnership Fund established in 1998 by the USAID and the Open Society Institute (the Soros Foundation), as a public-private partnership. Another is the Trust for Civil Society in Central and Eastern Europe established in 2000 by a consortium of large international funders. The Trust's stated purpose is to: "support the development and long-term stabilization of civil society in Bulgaria, the Czech Republic, Hungary, Poland, Romania, Slovakia and Slovenia." Both of these entities were created to have a ten-year life span.

These new endowed foundations provide several benefits for funders:

The success of the community foundation strategy in Central and Eastern Europe, in Mexico, in Africa and in other parts of the world, has led funders to use this same approach as they move their focus to countries in other parts to the world that are poorer and less well developed.

Another proof of the success of the community foundation development strategy has been the recent entry of the World Bank into the field. The World Bank is now in the process of establishing a new initiative to support community foundations in developing areas.6


6. A catalyst for this effort was the research report written by Joyce Malombe, "Community Development Foundations: Emerging Partnerships," when she was a staff member of their Civil Society unit. Joyce Malombe was one of the founders of the Kenya Community Development Foundation. Community development foundations are structured like community foundations. They seek long-term funding and build endowments, but initially they may focus more narrowly on community development issues, especially issues related to poverty. The report is available on the World Bank website at: http://www.worldbank.org/participation/civickeyread.htm.

Summary

Community foundations are no longer being formed in relative isolation. Organizations that support the development of community foundations are multiplying and providing services that increase the rate of community foundation formation and strengthen existing community foundations. International networking is increasing, so that lessons learned are being shared rapidly across national boundaries. Funders are no longer working alone in disparate areas. Funders are coming together to pool their resources and have greater impact. Funders are taking the lessons learned in Central and Eastern Europe, in Mexico and in Africa and spreading the concept to new areas.

The community foundation concept has found nearly universal acceptance due to its ability to: adapt to local conditions, create long-term assets for the community, serve a multiplicity of donors, and support civil society. The numbers of community foundations will continue to grow because of all the ways they help to build communities.

Review of Community Foundation Developments Around the World

Fuller descriptions of community foundation developments are contained in the country reports. To access the country reports from this section, click on a region below.

  1. The Americas
  2. Europe and the Middle East
  3. Africa
  4. Asia and the Pacific

THE AMERICAS

North America

Canada

Mexico

United States

Canada

Community foundations, currently numbering more than 125, continue to grow rapidly in Canada at a pace of about five new community foundations per year. A strong national membership organization, Community Foundations of Canada (CFC), devoted solely to community foundation issues, has been promoting the concept and providing professional development and networking opportunities. CFC now has a number of regional staff members to bring its services closer to its members.

Canada

Community Foundations of Canada

Name and Title of primary  contact for WINGS-CF
Monica Patten, President and CEO

Address:
Suite 301, 75 Albert Street Ottawa, Ontario K1P 5E7 Canada

Telephone:
+1.613.236.2664

Fax:
+1.613.236.1621

Email:
info@community-fdn.ca

Web Site:
http://www.community-fdn.ca

Community Foundations In Your Country/Region:

History:

The first community foundation in Canada, The Winnipeg Foundation, was formed in 1921, soon after the community foundation model was developed in the United States. Community foundation formation began to take off in the 1970s and 1980s. There are now over 125 community foundations in Canada. Nearly half of the existing community foundations were formed in the 1990s. Community Foundations of Canada, the national membership organization, was formed in 1992 and has played a major role in encouraging the development of community foundations in Canada.

Rapid growth continues. Five to six new community foundations have been established annually for the last few years. Start-up situations are different now than in the past. New community foundations are emerging from the community itself, often as a result of issues. For example, Grand Forks arose to tackle child poverty. Community Foundations of Canada is encouraging collaboration and joint efforts among start-ups, but there are resistances, as each community feels it is special and unique. The goal is to cover all of Canada in the next few years. The challenge is figuring out how to do this effectively.

Local/national environment for charitable giving:

Local attitudes:

Attitudes are changing as community foundations become better known. The downside is that our noise/bark is bigger than our bite. It is not yet clear what impact we really have.

The current economic climate is slowing things down.

More work needs to be done with professional advisors.

There has been some success with the media in bringing the community foundation profile to the public. Philanthropy in Canada, in general, is achieving a higher profile.

Overall, donor education is a major need/theme.

Legislative and legal environment:

Canadian tax law encourages donations to nonprofit organizations through tax deductions, but does not accord any special status to community foundations. Some tax changes need to be made. CFC is considering its role in advancing them.

Changing attitudes and the local/national environment:

There needs to be :

    more joint work with private foundations;
    more media attention to philanthropy.

Recent accomplishments / current challenges:

A new, successful professional development program for community foundation staff and boards has been developed (CF-LINKS).

The Internet is being used as a tool for communication and learning.

Community foundations are providing leadership in issues facing the voluntary sector. Community foundations are now key actors.

Community foundation board and staff members have participated in international meetings and programs, including peer exchanges.

Future developments for community foundations:

More work needs to be done to increase:

    Internet work, and
    donor education.

Community foundation funders:

Community foundation support comes primarily from individuals and local governments, and there is growing corporate support.

Community foundation profile(s):

See CFC Web site, under "Community Foundation Stories" and in CFC's Annual Report (http://www.community-fdn.ca/).

Complete list of community foundations in your country or region:

See "Community Foundation Finder" on CFC web-site.

Web Site:

http://www.community-fdn.ca

Organizations That Support and Promote the Development of Community Foundations

History:

A case study has been prepared for the larger WINGS initiative on CFC's role as an association. The WINGS case studies are due for publication in the spring of 2003; watch the WINGS Web site: http://www.wingsweb.org

Recent accomplishments / current challenges:

An initiative is underway to understand the benefit/impact of grants, including the development of resources/tools to help foundations look at their effectiveness.

A new program has been developed to understand the role of foundations in social justice granting and to encourage and support this direction.

Leadership is being provided for a human resources development project that will benefit foundations and the whole voluntary sector (Developing Human Resources in the Voluntary Sector (HRVS)).

More information on these initiatives is available from CFC's Web site (http://www.community-fdn.ca/).

Additional Resources

Related Documents:

  • Explorations: Principles for Community Foundations (2nd edition)

 

Mexico

Mexico has about 20 community foundations. There has been a lot of interest surrounding community foundation development in Mexico, both nationally and internationally. The Centro Mexicano para la Filantropia (CEMEFI) has sponsored workshops to promote the concept and bring the Mexican community foundations together. Individuals, as well as local and international funders, are supporting the creation of community foundations. The new U.S.-Mexico Border Philanthropy Partnership brings together community foundations on both sides of the Mexican border with the U.S. to build and strengthen these organizations and encourage cross-border collaboration.

Mexico
  • Espiral, SC
  • Centro Mexicano Para La Filantropia, A.C. (CEMEFI)

Espiral, SC

Name and Title of primary  contact for WINGS-CF
Vivian Blair, Project Co-Director

Address:
Calle 22 No. 18 San Pedro de los Pinos D.F. 03800, Mexico

Telephone:
+52 55 5286-3596

Fax:
+52 55 5286-4317

Email:
vblair@vba.com.mx

Web Site:
http://www.espiral.org.mx/

Synopsis:

Although we are formally working only in the state of Guanajuato, we are aware that community foundations, or organizations calling themselves a community foundation, are in the idea and start-up stage throughout the country.

In our experience it is critical for an organization to work on developing its identity (e.g. principles, characteristics and constituting elements), which in turn constitutes the ideological, political and ethical basis for building the organization.

There is enthusiasm at the local level to participate; it takes time to learn critical concepts, such as philanthropy, grantmaking, accountability. The legal framework is fragile and in the state of Guanajuato the four community foundations are beginning to address this issue at a state level.

Many are starting up, and we are challenged with providing them with processes, programs, tools, and information that will make them sustainable organizations within the Mexican context.

Community Foundations In Your Country/Region:

History:

CEMEFI has the history for the country as a whole (see the second profile on Mexico).

Local/national environment for charitable giving:

Local attitudes:

We have a subsidized mentality! For too many years we have relied on government sources of funding. Today citizens need to have the opportunity to learn about participating in the development of the well being of their communities, exercising citizenship by practicing volunteerism and choosing to make gifts to a community foundation.

Legislative and legal environment:

The current legal system does not contemplate grantmaking foundations - all legally incorporated entities are considered NGOs. As soon as community foundations actively begin to mobilize resources locally towards building their endowments, we will learn further of the limitations.

Changing attitudes and the local/national environment:

Perhaps doing surveys on a national level in order to identify attitudes and subsequently develop strategies. It is challenging in an environemnet where the expectation is to receive public funds and/or funds from international grantmakers. We must be cautious. Sustainable community foundations will result from a process that includes education, development and training - capacity building, in other words.

Recent accomplishments / current challenges:

As a result of its project in the state of Guanajuato, Espiral will have developed a manual for building community foundations by March 2003.

Community foundation funders:

See CEMEFI's profile.

Complete list of community foundations in your country or region:
See CEMEFI's profile.

Organizations That Support and Promote the Development of Community Foundations

History:

Espiral was founded in 1992 by a group of men and women with diverse backgrounds in diverse disciplines and experience seeking to make a contribution to strengthen the organizations of civil society, together with the public and private sectors.

Recent accomplishments / current challenges:

Since 2002 Espiral has received funding from the Charles Stewart Mott Foundation to strengthen the four community foundations in the state of Guanajuato. We are applying an institutional advancement methodology developed by Espiral and by March 2003 will have developed a manual for community foundations.

Future developments:

Espiral will continue to offer programs, services, and consultancy in institutional advancement to community foundations.

 


Centro Mexicano Para La Filantropia, A.C. (CEMEFI)

Name and Title of primary  contact for WINGS-CF
Jorge Villalobos G. Executive President

Address:
Cerrada de Salvador Alvarado # 7
Col. Escandón
México, D.F. CP 11800

Telephone:
52-5277-6111

Fax:
52-5515-5448

Email:
jorgev@cemefi.org

Web Site:
http://www.cemefi.org

Community Foundations In Your Country/Region:

History:

As a first step in its efforts to develop community foundations in Mexico CEMEFI organized a workshop in 1994. At the workshop, Suzanne Feurt, then a program officer at the Mott Foundation, detailed the experiences community foundations in the United States and the different ways they operate. In that same year, the possibility of creating a Community Fund for Philanthropy was explored, although the project was abandoned in favor of developing many community foundations in Mexico.

In 1995, CEMEFI supported the establishment of the Community Foundation of Oaxaca, at the invitation of the MacArthur Foundation. About the same time similar opportunities began to arise in different cities around Mexico.

In 1998, CEMEFI helped organize the first International Meeting of Associations Serving Grantmakers (IMAG), in the city of Oaxaca. More than 50 organizations from around the world attended the meeting. IMAG later became Worldwide Initiative for Grantmaker Support (WINGS), whose sub-group, WINGS-CF, is a network of organizations that support the development and strengthening of community foundations.

Also in 1998, CEMEFI decided to formally promote an organization for community foundations in Mexico. It invited its member foundations that share certain common characteristics with community foundations (Cozumel Foundation, Córdoba Fund, Chihuahua Business Foundation, San Luis 2020 Foundation, Vamos Foundation) and the new community foundations that had arisen (Oaxaca Foundation, Morelos Community Foundation, Community Foundation, Community Foundation of the Bajío Region, Community Foundation of Celaya, León Foundation) to participate in this process.

To date, this group – which we call the Community Foundations Group - has achieved some consensus agreements. Despite having very diverse origins and times of birth, methodologies and development models, the established community foundations share a common vision of being organizational and institutional structures at the service of a geographically-defined community, through the professional channeling and distribution of all types of resources. The main elements that make up this vision are:

    Providing service to a specific geographical area.
    Having a board of directors that is representative of the different groups that operate in the community.
    Offering different service mechanisms for donors and following up on the funds donated to local organizations.
    Not operating projects involving direct services for the population, and
    Initiating the creation of a community endowment.

Each of the participating institutions in this process has placed a high value on the knowledge and experience received as a result of its participation in the group and, therefore, favors its continuation.

Local/national environment for charitable giving:

Local attitudes:

Philanthropy in Mexico is still emerging. Mexico has a strong culture of giving, but not a strong culture of organized philanthropy.

There are around 20,000 organizations nationwide, but fewer than 6,000 are properly registered and have the government´s authorization to give tax deductible receipts. Among them, fewer than 80 are grantmaking foundations.

The community foundation sector is young and growing rapidly.

Community foundations in Mexico today are a strategic model of philanthropic action, because they provide inclusiveness of community perspectives and expectations, professionalism in resource mobilization, as well as in grantmaking and positive incidences through their actions for the benefit of the community.

Legislative and legal environment:

Our legal framework includes tax exemptions and tax credits for donors.

Organizations must go through a complex process to obtain the authorization to give tax deductible receipts for donations and must renew this permit each year.

As of today CEMEFI and other institutions are lobbying for reforms that could make it easier for organizations.

Changing attitudes and the local/national environment:

The Community Foundations Group has been reflecting on the main role of community foundations in encouraging a supportive environment for philanthropy. They know that the first step is to strengthen our current community foundations and promote new ones. They have developed the following Community Foundations Group Work Plan:

Work Plan Main Topics:

    Capacity Building through Workshops: national, regional, individual
    Context Analysis: national and regional
    Strategic Communications Plan, including visibility, conveying, alliances, tools
    Promotion of Philanthropy and Social Responsibility Culture
    Advocacy and Lobbying
    Community Building
    Resources and Tools Development
    Systematization of Experiences, Case Studies, Best Practices
    Exchanges and Peer Learning: national and international
    Endowment Building Project
    Promoting New Community Foundations

Recent accomplishments / current challenges:

One of the most important achievements has been the formation of the Group of Community Foundations that is working to strengthen each other and to support the development of civil society organizations, using all manner of resources. Today we have 20 organizations committed to working as community foundations; seven of them are still in their initial stages of development.

Main activities within the process from 1998 to 2002:

    10 National Workshops
    International Exchanges, Meetings and Programs
    Formation of the group as an Affinity Group under the institutional umbrella of CEMEFI.
    Formation of the Group´s Consulting Committee
    Strategic Planning
    2002-2005 Work Plan: Programs and Projects
    Peer Learning and Consultancy
    Diagnostic Process

In March 2002, a diagnosis process was started in order to identify the main general tendencies of Mexican community foundations. Learning about the tendencies allows us to identify particular operational characteristics, stages of institutional development, as well as the supports required to achieve their development goals, both individually and as a sector. A tool was developed for this purpose. The results of this process were presented during the IXth National Workshop and were used as the basis for the work plan for 2002-2005.

The diagnosis reveals that most of our community foundations actually lack endowment. They operate on the basis of common knowledge over objective analysis of community assets, needs and problems. Their relationships with community leaders are mostly based on personal connections and are informal. Their lack of communication plans are one reason why their visibility is low, as well as their philanthropy promotion efforts and fundraising. They have poor development in management and organizational policies and skills. They have poor technical skills for the support of NGOs.

As major assets we found that most community foundations have community representation on their boards, strong commitment and ideological independence. They have built good relationships with NGOs and most do follow-up on the grants made, although this last activity is limited because their funds are too small. Many of them are working on intersectoral alliances to address major community problems.

Future developments for community foundations:

The analysis of the diagnosis results, along with the objectives developed by the Community Foundations Group during the strategic planning process, led to the determination of some challenges and a vision for the future, for both the group and individual community foundations:

Challenges:

    Increase local philanthropy
    Local resources mobilization
    Identification and contact with external fundraising sources for local development.
    Endowment building
    Processes strengthening
    Tool development for technical and financial support
    Supporting community leadership for social development.

Vision:

    To become the catalyst for a group of foundations that will strengthen the development of social service organizations in Mexico to meet community needs and improve the quality of life.
    To favour a “foundation model” which can support development with all kinds of resources.
    To be the vanguard in Latin America in resource mobilization for social development

Community foundation funders:

Although the percentages and the types of funding may differ from one foundation to the next, in general, the major funders are:

    Corporate grants
    Individual contibutions
    International foundations
    Government funding: Some community foundations have joined government projects, thereby gaining access to government funding, but mainly these are project funds, not grants.

Community foundation profile(s):

See the community foundations' websites and addresses provided in the Directory attached.

Complete list of community foundations in your country or region:

http://www.cemefi.org/

    Click on "Fundaciones Comunitarias"
    Click on "Directorio"

Web Site:

www.cemefi.org.mx

Attached File:
Dirctorio GFC Oct 2002.doc

Organizations That Support and Promote the Development of Community Foundations

History:

The Mexican Centre for Philanthropy (CEMEFI) was founded in 1988 by a recognized Mexican entrepreneur and philanthropist, Mr. Manuel Arango, who was concerned about the need to develop the Mexican philanthropic sector.

Mr. Arango decided to initiate CEMEFI because Mexico did not have at that time a support organization to provide services to civil society organizations or help in the promotion and start-up of new ones.

Since its beginning, CEMEFI has established a number of programs and has had three major strategic planning sessions (one every five years).

CEMEFI's programs are:

    Philanthropic Information Centre
    Communication
    Institutional Development
    Community Foundations
    “Haces falta” (you are needed) Volunteering
    Promotion –website and services-
    Investigation in philanthropy related issues
    Memberships
    “Mira por los demás” (look out for the others)
    Philanthropy promotion
    Public policy and governmental issues
    Professionalization
    Corporate social responsibility

Recent accomplishments / current challenges:

Recent Achievements and Challenges:

Among CEMEFI´s achievements during its 14 years of life, the following are the most relevant:

    Corporate social responsibility promotion and the creation of the award/designation: “Empresa Socialmente Responsable”

    Legal counsel and lobbying for fiscal benefits achieved for civil society organizations

    Contribution to the professionalization of organizations in the sector

    Visibility for the philanthropic sector

    Promotion and help in the establishment of several new organizations and associations, among them: Oaxaca Community Foundation, Asociación Mexicana de Voluntarios (Mexican Association of Volunteering) and Procura, a fundraising school and support institution

    Creation of the first Mexican Directory of philanthropic institutions and of the first information centre specialized in philanthropy

    Participation in discussions about the legal framework for civil society organizations and the promotion of philanthropy

    Has become an international representative of the Mexican philanthropic sector and communicates with colleagues from similar institutions in other parts of the world

    Has become one of the main groups representing the Mexican philanthropic sector in public presentations and with Mexican government

    Has promoted the incorporation of philanthropy related issues in formal education; has developed courses, seminars, conferences in collaboration with Mexican universities

    Actively participates in research on the sector and has performed several of the main studies itself.

Future developments:

Future plans:

    Consolidate a legal framework in Mexico that promotes, facilitates and recognizes the public interest in the activities of the philanthropic organizations.
    Promote in Mexico the creation of more foundations and grantmakering organizations.
    Promote social responsibility.
    Promote sector standards for institutionalization and performance.
    Promote transparency and public accountability among NGOs.
    Increase voluntary work and measure its impact.
    Improve sector understanding and the visibility of the work and services provided by sector organizations.

Additional Resources

Information about your organization available online:

Related Documents:

  • Nature and Purpose of a Community Foundation

 

United States

The community foundation field in the United States, with its more than 700 community foundations, continues to expand, although the recent downtown in the economy has slowed growth in the last couple of years. Competition for assets from commercial gift funds have helped the community foundation field come together to focus on issues that will help it continue to grow. Community foundations, as a group, are looking to present a more consistent view of what they are and how they can serve donors and their communities. National standards for U.S. community foundations have been adopted and efforts are under way to collect and disseminate effective practices to bring all community foundations up to a consistently high level of operations.

United States
  • Indiana Grantmakers Alliance
  • Council on Foundations

Indiana Grantmakers Alliance

Name and Title of primary  contact for WINGS-CF
Jenny Kloer, GIFT Program Director

Address:
32 East Washington Street, Suite 1100
Indianapolis, IN 46204
USA

Telephone:
1-317-630-5200

Fax:
1-317-630-5210

Email:
jkloer@ingrantmakers.org

Web Site:
www.ingrantmakers.org

Community Foundations In Your Country/Region:

History:

The Indianapolis Foundation, the first in the US state of Indiana was organized in 1916. In late 1990, when the Lilly Endowment launched the GIFT Initiative, there were less than a dozen active community foundations in the state with assets of approximately $100 million; $60 million of that was held by the Indianapolis Foundation. The initiative hoped to foster the growth of community foundations in Indiana.

Today there are 72 community foundations and 22 separate affiliate funds with endowed assets of approximately $1.2 billion. With each of the counties served directly by a foundation or affiliate, there are no new community foundations being formed or encouraged.

Local/national environment for charitable giving:

Local attitudes:

While every community is unique, Indiana as a whole has embraced community philanthropy, as shown not only by the rapid growth of the community foundations' assets, but also by the number of committed volunteers who have become involved. The communities have gained a renewed "sense of community" and are stronger in many ways as a result of their rallying around their community foundations. They have greater confidence and a feeling of hope, which have resulted from their successes.

Legislative and legal environment:

There are no special tax incentives in the state of Indiana for giving to community foundations that differ from the rest of the United States.

Changing attitudes and the local/national environment:

The general understanding of what a community foundation is needs to be enhanced. There is still a lack of knowledge by most people.

Recent accomplishments / current challenges:

The rapid growth of the community foundations and their endowments has already been mentioned. Of interest are the Standards and Best Practices for Indiana Community Foundations, which were developed for the foundations BY the foundations themselves. Other accomplishments include the leading role most of the foundations have taken in the realm of education with the goal of improving educational attainment in their communities.

Future developments for community foundations:

Currently, plans are underway for a statewide donor education/communication plan to be implemented in 2003.

Community foundation funders:

Foundations lead the way with the Lilly Endowment in the forefront. The Endowment's support for community foundations began in 1990.

Other foundations have also supported the community foundations in selected communities or regions of the state. These have been mainly in the form of challenge matching grants for unrestricted funds. There have also been substantial funds committed for programs or community projects, operated either by the community foundations or by other organizations that were identified as worthy by the community foundations.

Individuals have been second only to the Lilly Endowment in their support for community foundations These have been in the form of gifts, large and small, to both restricted and unrestricted endowment.

Corporations, while supportive, have not for the most part made substantial gifts to community foundations. There are a few communities that have benefited from large corporate gifts, but that is not widespread in the state.

Community foundation profile(s):

The foundations themselves would be in the best position to provide these stories. While they all have them, the following may be of the most interest:

    Community Foundation of Muncie & Delaware County,cfmdin@ameritech.net;
    Kosciusko County Community Foundation, Suzie@kcfoundation.org;
    Central Indiana Community Foundation, info@cicf.org;
    Noble County Community Foundation, www.nccf@ligtel.com;
    and The Community Foundation Alliance, mklenck@alliance9.org

Web Site:
http://www.ingrantmakers.org

Attached File:
Community Foundation List.doc

Organizations That Support and Promote the Development of Community Foundations

History:

In 1983 the then Lieutenant Governor of the state convened a group of grantmakers to discuss common concerns. This group became the Indiana Donors Alliance (as it was then called). By 1985 the Donors Alliance had appointed a liaison to the Regional Association of Grantmakers (RAG) committee and became active in sponsoring workshops. In 1989 a full time director was hired.

In 1990 Lilly Endowment Inc. announced the first of what grew to be five challenge grant initiatives (GIFT) to help start and strengthen Indiana community foundations. This initiative included: challenge grants, direct grants for projects and technical assistance. The technical assistance component of this Initiative was awarded to the Indiana Donors Alliance.

Today the organization is called the Indiana Grantmakers Alliance and is the membership organization for all grantmakers in Indiana. The technical assistance portion of GIFT is still housed with the Alliance, providing the tools and resources the community foundations need to be successful.

In 1990, there were approximately 11 functioning community foundations operating in Indiana. These foundations held assets of approximately $100 million USD. By early 1999 each county was served directly by a foundation or affiliate fund, bringing the total number of separate community foundations and county affiliate funds to 94. In 1999 they held endowments totaling almost $700 million. Today these same organizations now have assets exceeding $1.2 billion.

The Indiana Grantmakers Alliance, through GIFT technical assistance, continues to provide workshops, resources, and on-site, foundation-specific help to the field of Indiana community foundations.

Recent accomplishments / current challenges:

Recently we have offered a series of workshops for the community foundations covering state and federal law on employment practices and produced a prototype personnel handbook, which each foundation in Indiana can personalize assuring legal compliance.

Another series of workshops provided the community foundations with tools and resources in the form of a "tool kit." It contained: sample press releases, brochures, invitations letters, and other helpful, practical tips to reach out to specific markets. These markets are: farmers, women, corporations and professional advisors.

Future developments:

Plans to promote community foundations statewide with a donor education/communications plan.

Plans to develop a method for the foundations to report compliance with the State Standards and Best Practices, with the opportunity for specific assistance in those areas where they do not comply.

 


Council on Foundations

Name and Title of primary  contact for WINGS-CF
Suzanne Feurt, Managing Director for Community Foundations

Address:
1828 L Street, NW, Suite 300,
Washington, DC 20036 USA

Telephone:
1-202-467-0404

Fax:
1-202-785-3926

Email:
feurs@cof.org

Web Site:
http://www.cof.org

Community Foundations In Your Country/Region:

History:

As the community foundation movement has grown in size and importance, researchers around the world have been able to identify a number of community foundation-like organizations, dating back as early as the twelfth century. For the most part these organizations were formed to meet the needs of communities shaped by a common religion.

The modern development of community foundations was sparked in 1914 by the creation of The Cleveland Foundation, in Cleveland, Ohio, the first community foundation in the United States.¹ Frederick H. Goff, a local banker, had the deceptively simple idea to consolidate a number of charitable trusts overseen by the trust banks into a single organization. This organization, a community foundation, would focus its grantmaking in a defined geographical area to meet the needs of all the people. The community foundation would exist in perpetuity and be governed by a local board of citizens.

The growth of community foundations began to take off after the Tax Reform Act of 1969, which gave community foundations the preferred tax status of public charities. Community foundation growth was further enhanced in the 1980s by the retreat of the federal government from funding social programs, and in the 1990s by the booming economy and the beginnings of the intergenerational transfer of wealth from the World War II generation to their heirs and philanthropic institutions.

Community foundations in the last two decades have also increasingly focused their development efforts on living donors through donor-advised giving programs. Donor-advised funds allow donors more direct participation in their philanthropy, which donors value. The largest donations to community foundations still come from bequests, but increasing the number of donors through the use donor-advised funds has furthered the culture of philanthropy in the community and allowed community foundations to grow more quickly.

Growth in the numbers of community foundations also has benefited in certain parts of the country from the direct support of national and regional private foundations. The growth in the state of Indiana was particularly dramatic under the influence of the Lilly Endowment's Giving Indiana Funds for Tomorrow (GIFT) grant program, where the number of community foundations in the state grew from a handful of community foundations to approximately 90 community foundations and affiliate funds. See the profile supplied by the Indiana Grantmakers Alliance.

The 2001 Columbus Foundation Survey identified 658 community foundations in the U.S. It is safe to say that the number of community foundations is nearly 700. Combined assets in 2001 totaled $31.4 billion USD. Community foundations received $3.5 billion USD in gifts and made total grants of nearly $2.6 billion. Even though assets and gifts were slightly down due to poor economic conditions and declines in the stock market, grants rose by 18 percent from the previous year.

¹For a fuller description of the history of community foundation developments in the U.S., see the "Growth of Community Foundations Around the World" report available on the WINGS-CF website, www.wingsweb.org

Local/national environment for charitable giving:

Local attitudes:

Even though the United States has had large social welfare programs beginning with the Great Depression of the 1930s, it has never been a social welfare state. From its earliest days, citizens of the United States have been accustomed to seeing to the needs of their families and their communities. Local giving has taken place through houses of worship and through direct contributions to nonprofit organizations for the services they provide and the causes they represent. More recently, philanthropically-minded individuals have found that giving through community foundations is an effective way to provide for their community's needs now and into the future.

Legislative and legal environment:

The tax, legislative and legal environments in the United States are highly supportive of charitable giving. Community foundations have the preferred tax status of public charities, which means they are not subject to the taxation that falls on private foundations. Donations to community foundations receive the highest tax deductions allowable under the law.

Recent accomplishments / current challenges:

Community foundations in the U.S. are faced with challenges from competitors caused by the success of the community foundation model. Financial institutions, institutions of higher learning, and other nonprofits have discovered that donor-advised funds are a way to increase charitable giving to their organizations. The commercial charitable gift funds, such as those run by Fidelity Investments and Vanguard, have been aggressively marketing their donor-advised products.

The challenge for community foundations is to market their value-added services to donors. Community foundations' expertise in grantmaking and knowledge of the local nonprofit sector means they can offer services tailored to donors, services that connect donors to the causes they care about in their communities and increase the impact of their philanthropy.

Community foundation funders:

Donations to community foundations in the United States come overwhelmingly from individuals. Some contributions come from local and national private foundations and from family foundations. Very little funding comes from corporations and governments.

Complete list of community foundations in your country or region:

The Council on Foundations lists the addresses of U.S. community foundations by geographic area at:

http://www.communityfoundationlocator.org/search/index.cfm

The annual survey of community foundation assets, gifts to community foundations and grants made, conducted by the Columbus Foundation, is available at:

http://www.columbusfoundation.org/popup/frameset.asp?year=2001

Organizations That Support and Promote the Development of Community Foundations

History:

The United States is well served by organizations that support the development of community foundations. The Council on Foundations is the national membership organization for all grantmaking foundations in the U.S. Its Community Foundation Services group addresses the needs of member community foundations.

The Council's annual conference for community foundations regularly attracts between 1200 and 1300 community foundation practitioners from the U.S. and around the world. In addition to Community Foundation Services, the Council's International Programs group serves the international interests of U.S. community foundations.

Community Foundations of America was formed in 1999 by a group of the larger community foundations to conduct research and develop products and services, especially in the area of technology.

There are numerous regional associations of grantmakers (RAGs), some of which have programs specifically tailored for community foundations in their areas. These include the Council of Michigan Foundations,² the Indiana Grantmakers Alliance, the Ohio Grantmakers Forum, and the Southeastern Council on Foundations. Statewide associations for community foundations have also been created, including ones in Pennsylvania, California, and North Carolina. In some areas community foundations in a region will coalesce around common issues, such as the environment or shared grantmaking.

The U.S. is also home to a large number of national funders that have recognized the ability of the community foundation model to address local issues. National funders that are currently active include the Charles Stewart Mott Foundation, Lilly Endowment, Ford Foundation, W.K. Kellogg Foundation, David and Lucille Packard Foundation, the Rockefeller Foundation, the John S. and James L. Knight Foundation and the James Irvine Foundation.

²See the WINGS-CF Case Study of CMF

Recent accomplishments / current challenges:

Under the leadership of the Council on Foundations the U.S. community foundation field developed the National Standards for U.S. Community Foundations, which were adopted by the field in 2000. The community foundation field, led by its Standards Committee, is currently undertaking a major project to identify effective practices to help community foundations meet and preferably exceed those standards.

Committees composed of community foundation members of the Council are also creating agendas, products and programs for the field in the areas of: professional and organizational development, legislative advocacy, marketing, technology, and community impact through grantmaking.

 

The Caribbean

Anguilla, BWI

Puerto Rico

US Virgin Islands

Anguilla, BWI

The Anguilla Community Foundation continues to grow. It has been working to adapt the community foundation model to local traditions of philanthropy. Its executive director, the former CEO of The Philadelphia Foundation in the U.S., has been active in promoting community foundations in the region.

Anguilla, BWI
  • Anguilla Community Foundation
  • Academy for the Development of Philanthropy in Poland

Anguilla Community Foundation

Name and Title of primary  contact for WINGS-CF
Carrolle Perry Devonish

Address:
P.O. Box 1097
The Valley
Anguilla, BWI

Telephone:
Changing

Fax:
Changing

Email:
cperry@anguillanet.com

Web Site:
N/A

Community Foundations In Your Country/Region:

History:

The Anguilla Community Foundation was formed in Anguilla, British West Indies, in May 1999. The community foundation was created by a local steering committee headed up by the former executive director of the Philadelphia Foundation in the United States, who now lives on the island. She has since become the executive director of the foundation.

The island of Anguilla, officially a British protectorate with a high degree of self-rule, has a very small population of approximately 10,000 people. Its per capita income is low and it relies on tourism and fishing as its major industries.

The Social Security Board has served as an incubator for the foundation. It gave the Anguilla Community Foundation approximately $75,000 towards building its endowment. The Anguilla Progressive Association in New York also serves as a fiscal agent, with U.S. charitable status, so that donors in the U.S. can receive charitable deductions for their donations.

Due to the poverty on the island, the Anguilla Community Foundation is building on a local tradition of philanthropy, known by the island term as "jollification." The concept is one of neighbors helping neighbors through donations of their time and talents. The foundation has been able to attract donations from the wealthy people who vacation on the island year after year, but also is seeking smaller donations from island citizens to make certain the foundation becomes deeply rooted in the local culture of giving. With the assistance of the head of the Southeastern Council on Foundations in the U.S., the Anguilla Community Foundation recently designed a new asset development plan that shifts endowment building to a later stage of development. It focuses instead on "strategic jollification," the term it has chosen for an annual fund-raising effort across the island to support a small grants program.

The Anguilla Community Foundation has been active in international networks and has received assistance from a number of community foundations in the U.S. and Caribbean. In return the foundation's president has been discussing the community foundation concept with others on the neighboring islands of Barbados and Bermuda.

Community foundation profile(s):

See the article, "Letter from Anguilla: 'Jollification,' Foundation-style," in the November/December 2000 issue (Vol. 41, No. 5) of Foundation News and Commentary:

http://www.foundationnews.org/CME/article.cfm?ID=84

 


Academy for the Development of Philanthropy in Poland

Name and Title of primary  contact for WINGS-CF
Monika Mazurczak

Address:
ul. Poznanska 16, m. 7 Warszawa 00-680 Poland

Telephone:
48-22-622-01-22

Fax:
48-22-622-02-11

Email:
iwonao@filantropia.org.pl

Web Site:
http://www.filantropia.org.pl

 

Puerto Rico

The Puerto Rico Community Foundation (PRCF) is the oldest community foundation in the region, having been formed in 1985. PRCF was created with significant funding from five large international foundations, and donations from corporations operating on the island. More recently its fundraising strategy has been focusing on individual and family donors. The foundation has attracted attention throughout the world, not just in the Caribbean and Latin America, and is now a point of reference for how to harness resources for the benefit of local communities.

Puerto Rico

Puerto Rico Community Foundation

Name and Title of primary  contact for WINGS-CF
Dr. Nelson I. Colon, President and Chief Executive Officer

Address:

PO Box 70362
San Juan, PR 00936-8362

Telephone:
1-787-721-1037

Fax:
1-787-721-1673

Email:
fcpr@fcpr.org

Web Site:
www.fcpr.org

Community Foundations In Your Country/Region:

History:

Puerto Rico is linked to the United States through its commonwealth status, which gives it autonomy in local governance and makes its inhabitants eligible for the benefits of U.S. citizenship.

The Puerto Rico Community Foundation was formed in 1985 by a group of local leaders, and with the support of the National Puerto Rican Coalition and major U.S. private foundations, including the Ford, Rockefeller, MacArthur and C.S. Mott foundations, and the Carnegie Corporation. Up until that time, the island had received little support from mainland foundations or from the business community. In particular, it was felt that the corporations, which had established manufacturing plants on the island under a U.S. government program that eliminated business taxes, were not contributing their fair share. The Ford Foundation commissioned a feasibility study, which recommended a two-part development strategy for the PRCF. The first step was to establish a high quality, professionally managed philanthropic organization - the community foundation - with the support of mainland foundations. Once that had been accomplished, the PRCF would be able to make a credible approach to the corporations and provide them with a way to give back to the island.

At the time the community foundation was conceived, the economy in Puerto Rico was in recession and many of its citizens were leaving the island to pursue jobs on the mainland. The Puerto Rico Community Foundation was structured so as to have high community impact. Seeded with money from the mainland foundations and 11 major corporations with operations on the island, the PRCF decided to undertake immediately a large grantmaking program that would make it known throughout the island.

Local/national environment for charitable giving:

Legislative and legal environment:

Tax laws in Puerto Rico do not provide significant benefits for charitable giving. Yet individual Puerto Ricans are willing to give to programs and initiatives that will generate significant change for the future.

Recent accomplishments / current challenges:

PCRF has been highly successful in attracting external funds in the form of government grants, foundation grants, and corporate funding. The foundation now is focusing on building support from local individuals and strengthening local philanthropy.

The PRCF offers donors the same broad range of giving options as most U.S. community foundations. Two strategies it has chosen to emphasize are family funds and "Stars" funds for individuals of high achievements.

Interest in the success of the Puerto Rico Community Foundation is high. The foundation's CEO is often called upon to speak at research meetings about the lessons learned from the Puerto Rico experience. The foundation is also actively involved in spreading the community foundation concept and has mentored other community foundations in the Caribbean, Latin America and Africa.

Community foundation profile(s):

See the talk given by Dr. Colon on the Puerto Rico Community Foundation at Harvard University's David Rockefeller Center for Latin American Studies at:

http://drclas.fas.harvard.edu/publications/revista/Volunteering/colon.html

Also see the profiles of the PRCF in the Synergos Institute's

    Foundation Building Sourcebook: A practitioners guide based upon experience from Africa, Asia, and Latin America
especially the sections on "Formulating the Idea: The Founders" and "Building Endowments." Available on the Synergos website: http://www.synergos.org/.

 

US Virgin Islands

The three community foundations located in the U.S. Virgin Islands have different outlooks and focus their grantmaking in different ways. The Community Foundation of the Virgin Islands is based on the island of St. Thomas and funds projects throughout the three islands. The St. Croix Community Development Foundation, as it name suggests, focuses primarily on programs that will help improve the local economy. The St. John Community Foundation, a somewhat smaller foundation, focuses its grantmaking on local projects on the island.

US Virgin Islands

Community Foundation of the Virgin Islands; St Croix Foundation for Community Development; St. John Community Foundation

Name and Title of primary  contact for WINGS-CF
See below

Address:
See below

Telephone:
See below

Fax:
See below

Email:
See below

Web Site:
See below

Community Foundations In Your Country/Region:

History:

There are three community foundations in the three U.S. Virgin Islands of St. Thomas, St. John and St. Croix.

St. Thomas:

The Community Foundation of the Virgin Islands (CFVI), based on St. Thomas, was established in 1990 with an endowment of $500,000. Its assets today have grown to nearly $2 million USD. CFVI distributes grants, awards and scholarships equally across the three islands. In 2002 CFVI distributed over $250,000 to improve the quality of life for the people of the Virgin Islands.

St. Croix:

The St. Croix Foundation for Community Development was established in 1990 to foster economic and social development on St. Croix. In 1991, the foundation, together with the National Civic League, held a Healthy Communities Conference that identified the community's needs and built a consensus that economic need is a root cause of many of the community's ills. As a result, the foundation decided to make economic development a priority. The St. Croix Foundation has been a leader in the redevelopment of St. Croix, by focusing on entrepreneurial education, business financing, youth development and community revitalization. The foundation also serves as a fiduciary for a number of smaller nonprofits on the island.

St. John:

A smaller community foundation exists on the island of St. John. The St. John Community Foundation makes grants to community organizations to strengthen community ties on the island.

Complete list of community foundations in your country or region:

Community Foundation of the Virgin Islands

Dee Baecher-Brown, Executive Director

P.O. Box 11790
St. Thomas, VI 00801

Tel: +1-340-774-6031
Fax: +1-340-774-3852

E-mail: dbrowncfvi@attglobal.net
Website: http://fdncenter.org/grantmaker/cfvi

St. Croix Foundation for Community Development

Roger Dewey, Executive Director

Address: P.O. Box 1128, Suite 202, Chandler's Wharf
St. Croix, VI 00821-1128

Tel: +1-340-773-9898
Fax: +1-340-773-8727

E-mail: stxfound@att.net
Website: http://www.stxfoundation.org/

St. John Community Foundation

Mary Blazine, Executive Director

Address: P.O. Box 1020
St. John, VI 00831

Tel: +1-340-693-9410

 

South America

Brazil

Ecuador

Brazil

Due to the difficulty of raising endowed funds in the local area, the Institute for the Development of Social Responsibility has chosen to take an intermediate path to developing community foundations in Brazil. They are involved in establishing local community philanthropy organizations (CPOs) in eight cities. These CPOs have many of the aspects of a community foundation, but because they are not fundraising organizations, at this stage they are not doing any grantmaking. As the concept of community philanthropy organizations becomes more familiar, the expectation is that these CPOs will evolve into community foundations.

Brazil

Institute for the Development of Social Investment (Brazil)

Name and Title of primary  contact for WINGS-CF
Marcos Kisil, President

Address:
Rua São Tomé, 119 cj.42
Vila Funchal
São Paulo, SP-04551-080
Brasil

Telephone:
55.11.3044.4686

Fax:
55.11.3044.4686

Email:
mkisil@idis.org.br

Web Site:
http://www.idis.org.br

Synopsis:

The community foundation concept is still new in Brazil. IDIS´ approach has been to create Community Philanthropy Organizations (CPOs): local organizations led by the community to create a Local System of Philanthropy. This system includes donors and grantees.

The functions of a CPO are the same as those of a community foundation, without being a grantmaker. The reason for this is the difficulty in creating endowment funds, either due to fiscal constraints or the cultural legacy of traditional individual philanthropy.

In the last three years eight CPOs were created in eight cities in the State of São Paulo, with the technical support of IDIS. The organizations are progressing well. More recently a new city has decided to join the group.

In the coming years it is expected that some CPOs can move to become community foundations.

The first effort to create a community foundation in Rio de Janeiro in 1995 is starting only now to make some progress in endowment building. The difficulties of this isolated, pioneer effort led IDIS to support CPOs at the first stage before moving to community foundation-like organizations in Brazil.

Community Foundations In Your Country/Region:

History:

The first effort to create a community foundation was in Rio de Janeiro in 1995. A major challenge for this pioneer experiment was the extreme difficulty in establishing an endowment fund. Based on this, in 1999 IDIS decided to promote the idea of Community Philanthropy Organizations (CPOs) as a preliminary stage, before the creation of a community foundation with an endowment fund. A CPO is an organization led by the community delivering all the functions of a community foundation, with the exception of grantmaking. The strategy has worked well. Eight CPOs were established, and a new one is under consideration.

The efforts of IDIS are funded by the W.K. Kellogg Foundation and the Canadian International Development Agency (CIDA). More recently the Interamerican Foundation has joined the effort.

Local/national environment for charitable giving:

Local attitudes:

Government provides very few incentives to give. On the other hand, the culture of Christian solidarity, based on charity, is a prevalent value in Brazilian society. A major effort is dedicated to changing traditional Brazilian philanthropy to a modern one based on the concept of social investment for society´s transformation. Such a concept is gaining ground among business and community leaders.

Legislative and legal environment:

In general, Brazilian taxation law and the legislative and legal environment for giving are not friendly to community philanthropy. A new legal framework is required. It appears that the new legislature, which was recently elected, will give attention to this matter in the coming years.

Changing attitudes and the local/national environment:

In addition to revising the legal framework, the dissemination of the concept through conferences and publications is essential.

Recent accomplishments / current challenges:

Two important developments:

1. The increased cooperation with Community Foundations of Canada (CFC) that was strengthened during the year, because of available resources provided by WINGS-CF. Two staff members of IDIS went to Canada, and two people from CFC came to Brazil as part of a peer exchange program. Such efforts could result in a major proposal of cooperation to be developed in the next year.

2. The support of the Interamerican Foundation to establish an information system for CPOs, and dissemination of information about community philanthropy. It is a two-year project, the results of which will be shared in the near future.

Future developments for community foundations:

Because of recent changes in the federal government after the elections, a new group of individuals is taking office. Some of them are very familiar with the general idea of community philanthropy. They represent an important element in the future development of the philanthropic sector in Brazil.

Community foundation funders:

This information does not currently exist, because the CPOs are not seeking permanent endowed funds at this time.

Community foundation profile(s):

With the support of IDIS in nine communities, more than 200 local leaders have become involved in getting community philanthropy organized. More than 500 local communities became part of the local systems of philanthropy.

Local media has given great exposure to the topic and motivated local communities to participate in events, seminars or workshops.

Organizations That Support and Promote the Development of Community Foundations

History:

See the WINGS-CF Case Study of IDIS

 

Ecuador

Currently, there are no traditional community foundations in Ecuador. The Ecuadorian Consortium for Social Responsibility (CERES), established in March 2002, is Ecuador’s first association of local grantmaking organizations. Its vision is to become the country’s leading voice on social responsibility. One of CERES’s objectives is to support the already existing foundations, some of which have community foundation-like characteristics, and emerging ones, including community foundations.

Ecuador

Fundación Esquel Ecuador

Name and Title of primary  contact for WINGS-CF
Boris Cornejo

Address:
Fundación Esquel
Av. Colón #1346 y Amazonas
Quito
Ecuador

Telephone:
5932 252 0001

Fax:
5932 255 4029

Email:
bcornejo@esquel.org.ec

Web Site:
www.esquel.org.ec

Synopsis:

Currently, there are no community foundations in Ecuador that follow the North American community foundation model.

The Ecuadorian Consortium for Social Responsibility (CERES) is Ecuador’s first association of local grantmaking organizations. Its vision is to become the country’s leading voice on social responsibility. One of CERES's objectives is to support already existing foundations, as well as emerging ones, including community foundations.

There is no special fiscal incentive for community foundations; it is the same for all civil society organizations.

After a model is identified, we should support the creation of community foundations, or the adaptation of existing foundations, to create organizations that can:

    act in a certain geographical area,
    have their own resources, and
    channel resources in a project development manner

for the regions in which they are located.

Furthermore, through CERES, we are encouraging legal reforms that can favor a promotional and developmental environment for strategic philanthropy.

 

EUROPE AND THE MIDDLE EAST

Western Europe

Belgium

France

Germany

Ireland

Italy

Portugal

United Kingdom

Belgium

The King Baudouin Foundation (KBF) is an independent foundation established in 1976 that funds projects in Belgium and internationally. Donors can set up funds in the foundation to carry out their charitable purposes. KBF is actively involved in promoting the community foundation concept internationally and in Belgium. It has established one regional fund, the Community Foundation for Central and South-West Flanders, and is open to establishing more regional affiliate funds in other parts of Belgium.

Belgium
  • Regional Fund for Central and South-West Flanders

Regional Fund for Central and South-West Flanders

Name and Title of primary  contact for WINGS-CF
Vera Billen, Program Officer

Address:
King Baudouin Foundation
Rue Brederodestraat, 21
1000 Brussels
Belgium

Telephone:
+32 2 511 18 40

Fax:
+32 2 511 52 21

Email:
Billen.V@kbs-frb.be

Web Site:
www.kbs-frb.be

Community Foundations In Your Country/Region:

History:

The first and, for the moment, only community foundation in Belgium, is the Regional Fund for Central and South-West Flanders, established within the King Baudouin Foundation (KBF). The idea behind KBF's regional funds is that these monies allow KBF to reach out locally, joining forces with local partners to serve local donors and build an endowment to respond to long-term community needs.

Flanders is situated in the northern half of Belgium, and Dutch is the official language of the region. Central and South-West Flanders has about 600,000 inhabitants.

The regional fund resulted from a joint effort between the Levi Strauss company, local leaders and KBF. When Levi Strauss closed its two manufacturing plants in the area in 1998, it made a donation to KBF of about $700,000 USD in order to create a development fund for the region. KBF brought local leaders and Levi Strauss together to consider the creation of a regional fund. The Levi Strauss donation went towards creating a partial endowment for the fund (50 percent for endowment and 50 percent for grant support). A board of local leaders in the community was selected to represent the broad mix of people in the area. The Regional Fund for Central and South-West Flanders was officially registered in May 2001.

Another fund within KBF has been developed along the lines of a community foundation. La Wartoise Fund (Fonds la Wartoise) serves the towns of Couvin, Momignies and Chimay and the surrounding rural area. The fund was initially established by the Chimay Wartoise Foundation, an entity created in 1996 by the Scourmont Abbey to run its successful beer and cheese production operations. However, to date it has only one funder and is classified by KBF as a company fund.

Organizations That Support and Promote the Development of Community Foundations

History:

The King Baudouin Foundation (KBF) is an independent foundation established in 1976 to mark the 25th anniversary of the reign of King Baudouin of Belgium. The foundation is active in Belgium, but also funds projects in Europe and internationally. KBF accepts funds from individuals, nonprofits and corporations and provides them with services similar to a community foundation. Its board of governors is drawn from the leading figures in the country. Its sources of income come from the National Lottery, its own resources, its component funds, and other sources.

The King Baudouin Foundation supports initiatives that promote local development and, more specifically, strengthen the social capital of citizens to make them more involved participants in their local communities.

Recent accomplishments / current challenges:

In addition to helping develop regional funds as community foundations within the Foundation, KBF and its U.S. affiliate, the King Baudouin Foundation United States (KBFUS), have taken the lead in establishing the Transatlantic Community Foundation Fellows (TCFF) program in cooperation with the German Marshall Fund.

Each year ten senior community foundation staff members are selected to be Fellows (five from Europe and five from the U.S.) for a three-week exchange program. The Fellows program has created a forum for the exchange of effective practices and deepened the understanding of community foundation practitioners about the issues common to all community foundations in different parts of the world.

 


 

France

The national Fondation de France (FDF) was established in 1969, based on The Cleveland Foundation model in the United States. Although it has many unique features, FDF acts in many ways like a national community foundation for France. Donors can set up funds through the foundation to benefit local communities, and its own grantmaking is carried out through regional panels of local citizens.

France

Fondation de France

Name and Title of primary  contact for WINGS-CF
Francis Charhon

Address:
40, avenue Hoche
75008 Paris
France

Telephone:
01 44 21 31 00

Fax:
01 44 21 31 01

Email:
fondation@fdf.org

Web Site:
http://www.fdf.org

Community Foundations In Your Country/Region:

History:

The Fondation de France is an independent, nonprofit foundation that operates in many respects like a national community foundation. Modeled on the Cleveland Foundation, it was founded in 1969 to help individuals, businesses and associations to realize philanthropic, cultural and scientific projects of general interest.

It acts as an umbrella organization for individuals who want to form their own personal foundations and take advantage of the Fondation de France's program expertise and fiscal management. It encourages the development of community organizations and associations by allowing them to set up accounts with the foundation, thereby giving donors the maximum tax incentives.

The Fondation de France puts its methods and evaluation tools at the disposal of these associations. It also assesses priority needs and raises funds to meet them. The foundation relies on committees of experts, all volunteers, in specific project areas such as children, the arts, aging and medical diseases.

To strenthen its presence across the entire country, in 1989 the Fondation de France set up seven regional bodies that are composed of and run by volunteers. The regional bodies establish programs and keep the public informed about their operations locally, as well as the foundation's activities nationwide. Because the regional bodies are closer to the field, they can react more quickly to local needs by supporting projects to which they bring technical expertise and/or financial assistance.

 

Germany

In the last three years the community foundation movement has really taken off in Germany. The first community foundation was established in 1996 in Gütersloh, the home of the Bertelsmann Foundation. The Bertelsmann Foundation has taken the lead in promoting community foundations in Germany, along with a number of other national foundations, and member-based associations of grantmakers. At the beginning of 2003 there were 50 established community foundations in Germany, with another 80 in formation.

Germany
  • Bertelsmann Foundation
  • Bertelsmann Foundation

Bertelsmann Foundation

Name and Title of primary  contact for WINGS-CF
Peter Walkenhorst, Director Philanthropy and Foundations

Address:
Carl Bertelsmann Straße 256
Postfach 103
Gütersloh
D-33311
Germany

Telephone:
49-5241-81-81172

Fax:
49-5241-81-81958

Email:
peter.walkenhorst@bertelsmann.de

Web Site:
http://www.bertelsmann-foundation.de

Synopsis:

Since the establishment of the first German community foundation, the 'Stadt Stiftung Gütersloh', in 1996, the community foundation movement has gained considerable momentum. In 2002 there are 50 community foundations in Germany, and numerous founding initiatives (approximately 80) are working towards the establishment of foundations in their own towns.

The Bertelsmann Foundation has been a lead player in the German community foundation movement. In addition to the "Transatlantic Community Foundation Network" (TCFN), it has joined forces with the Körber Foundation, the Klaus Tschira Foundation, the Charles Stewart Mott Foundation and the Bundesverband Deutscher Stiftungen and launched the “Initiative Bürgerstiftungen" (Community Foundation Initiative), which is now the major support organization in Germany.

The federal government has decided to promote the development of foundations. In the summer of 2000 a new fiscal law governing endowments, which particularly favors community foundations, passed the Bundestag. This new law will foster the growth of existing and emerging community foundations.

The community foundations established within the last years in Germany are still in their formative phases and have a great need for consultation and technical assistance with regard to organizational development, project management, and asset development. Nevertheless, we do expect good progress with community foundations in Germany.

Community Foundations In Your Country/Region:

History:

While the concept of community foundations enjoys a long tradition in the Anglo-American world, it is only in recent years that it has met with interest in Germany. However, there is a long, mainly church-related, tradition of local giving in Germany that community foundations can build on.

Since the German state, which traditionally has maintained a very strong position in financing public affairs (education, culture, social security, health system, etc.) is increasingly withdrawing from tasks and responsibilities formerly performed by federal or local government, the need for modern and flexible vehicles for private investments in the public good is greater than ever.

Against this background, the community foundation concept has proven to be a new and promising form of philanthropy in recent years.

The first German community foundation, the "Stadt Stiftung Gütersloh" (SGG) was founded in December 1996 in Gütersloh, following an initiative by Reinhard Mohn and the Bertelsmann Foundation. The purpose of this initiative was to introduce the community foundation concept in Germany. The second community foundation was founded in early 1997 in Hanover ("Bürgerstiftung Hannover"). The Foundation was formally established in December 1997. The office began its work at the beginning of 1998. Since 1996 a total of 50 community foundations have been founded, and numerous founding initiatives (approximately 80) are working towards the establishment of foundations in their own towns.

Only a very few community foundations have professional staff; most of them rely on volunteers. In contrast to the Anglo-American context, most German community foundations are not purely grant making organizations. They do not confine their activities to providing financial support for charitable projects, but develop, conceptualize and implement pioneering programs themselves. In the context of this operative approach, the foundations realize their projects with the help of the foundation's staff, volunteers, and partner organizations.

Then again, some of the more established foundations have started to set up grantmaking programs. Meanwhile the first grants cycles have been concluded successfully and have proven to be an effective complement to the operative working style.

As measured by their assets, German community foundations are still quite small, especially when compared to their American counterparts. The funds of the largest community foundation, the 'Stadt Stiftung Gütersloh', for instance, amount to 3 million €. However, the intergenerational transfer of wealth, the new fiscal law on foundations and the growing public attention to the community foundation movement have great potential for leading to a substantial increase of assets.

The concept of donor advised funds is a very new idea in the German context. The larger part of the assets of the German community foundations are based on donations that were made to the principal endowment allowing for an unrestricted distribution of the returns. Nevertheless, the first donor advised funds have been set up, for instance in Dresden, Hamburg, Hannover and Gütersloh, and will serve as a blueprint for others. Meanwhile, a significant part of the foundations' annual budgets is still secured by fundraising activities. Due to the relatively small asset bases, and the consequently small returns on investment, fundraising is an indispensable instrument in the start-up phase of most of the German community foundations.

This new philanthropic concept is characterized by its high degree of publicity, the high degree of citizen participation and engagement, and by its donor orientation, including the creation of an endowment.

The community foundations established during the last several years in Germany are still in their formative phases and have a great need for consultation and technical assistance, with regard to organizational development, project management and asset development. Nevertheless, we do expect good progress with community foundations in Germany.

Local/national environment for charitable giving:

Local attitudes:

The starting point for establishing the community foundations lay in the growing difficulties for communities in finding the resources for major common tasks. Widespread expenditure cuts in provision for the arts, young people, and social welfare are endangering social cohesion especially in cities. Hence the concern that the resources for change available to local government are no longer sufficient to find the right answers to the multiple symptoms of crisis in our society. Community foundations are widely seen as instruments to foster civil society on the local level.

Legislative and legal environment:

German law on foundations does not differentiate between private foundations and public charities. Like most of the other German foundations, community foundations fall under the category of civil law foundations, as opposed to public law foundations, which are established by the government.

A community foundation is a non-profit entity which is privileged by different kinds of tax-exemptions. The federal government has decided to promote the development of foundations, and in the summer of 2000 a new fiscal law governing endowments, which particularly favors community foundations, passed the Bundestag. Under the new law, donations to a foundation enjoy:

    1) the complete elimination of inheritance tax,
    2) a special expense allowance of 20,000 € per year in addition to the already relevant 5 or 10% of taxable income allowance, and
    3) an additional deductible allowance of 300,000 € for initial donations to a foundation.

These modifications will foster the growth of existing and emerging community foundations.

Changing attitudes and the local/national environment:

Promotion of philanthropy in general.

Recent accomplishments / current challenges:

The Bertelsmann Foundation has joined forces with the Körber Foundation, the Klaus Tschira Foundation, the Charles Stewart Mott Foundation and the Bundesverband Deutscher Stiftungen and launched the “Initiative Bürgerstiftungen" (Community Foundations Initiative) in Berlin, which is now the major support organization for community foundations in Germany.

The “Community Foundations Initiative” offers co-ordination, know-how brokerage, and a consulting structure, which aims to promote the establishment of new community foundations, to professionalise the work being performed by existing ones, and to publicize the community foundation concept. This will be accomplished by promoting the exchange of experience and know-how and peer learning between existing community foundations, and by providing for mentoring and consulting roles for the existing foundations to assist the newly formed foundations in that sector. This project will supply the necessary funds for this process as well as provide for the necessary facilitation and brokerage by creating a small office in Berlin.

In November 2002, the Community Foundation Initiative awarded seven community foundations in Germany with 180 000 € for operating support. The Community Foundations in Ahrensburg, Berlin, Fürstenfeldbruck, Hannover, Nienburg, Nürnberg and Wismar stand as symbols for the rapid growth in the field of community philanthropy in Germany.

The Transatlantic Community Foundation Fellowship (TCFF) was created as a partnership between the King Baudouin Foundation (KBF) of Belgium and the United States and the German Marshall Fund of the United States (GMFUS), with the generous financial support of the Charles Stewart Mott Foundation of Flint, Michigan and the King Baudouin Foundation, Belgium. This three-week program enables senior staff of community foundations from the United States and Europe to collaborate and exchange ideas and experiences with their colleagues across the Atlantic, and to learn about the social, cultural and economic conditions affecting community foundations outside their own country.

This powerful global trend, and the enormous potential of community foundations to stimulate and support inclusive local philanthropy, led the Bertelsmann Foundation and the Charles Stewart Mott Foundation in 1999 to establish and jointly underwrite the “Transatlantic Community Foundation Network” (TCFN). The network provides a platform for the exchange of experience and expertise among community foundations on both sides of the Atlantic.

TCFN seeks to identify good practices and share them with emerging and existing community foundations. In addition, its goal is to foster the development of this form of philanthropy in countries where the concept is still new.

For its second phase of operation, the TCFN has integrated 12 new members. The network now includes representatives of 46 community foundations and support organizations from 13 different countries. In an effort to expand the geographic focus of the network, Mexico was included among the countries represented in the TCFN. The number of new community foundations is impressive. The main challenge now is to support the organizational and asset development of these newly-established foundations.

Future developments for community foundations:

The large number of founding initiatives underway will nearly triple the number of newly-formed community foundations in Germany in a very short period of time.

Community foundation funders:

Community foundations in Germany receive much of their direct support from private donors.

Community foundation profile(s):

Community Foundation Hannover: http://www.buergerstiftung-hannover.de/ and see http://www.buergerstiftungen.de/ (in German only).

In December 1997, the director of a local institute, whose research on the causes of juvenile delinquency were well known to the press, elected officials and the public, determined that he wanted to begin implementing solutions to the problems he had been studying. He felt that the community foundation concept, about which he had learned in the United States, might be the platform from which to launch programs to address the problems of youth and other social issues.

With an individual endowment of $50,000 (the minimum required for incorporation), contributed by 30 individuals who shared his enthusiasm for the idea, the Buergerstiftung Hannover (Hanover Community Foundation) came into being. It attracted a great deal of attention in the media, and growing numbers of people began to become excited about the potential of this new institution to attract major grants to operate programs that would in turn bring about important social change.

Although very involved and committed to the idea, the first donors did not come from the ranks of the city's most influential or visible leaders. Neither did the first board members. They were asked to serve because of their interest and willingness to devote time to the work of the foundation rather than their financial resources.

The Buergerstiftung's founder also was able to secure funding from three other sources to underwrite operating expenses for the first three years and to install a professional director and secretary in a fully equipped office from the start. However, the funds proved to be insufficient to hire a knowledgeable professional, and the applicants for the position were naturally rather young, inexperienced and in need of guidance themselves. Unfortunately, a lack of common understanding about how best to organize a community foundation and to divide the responsibilities for its functions soon led to confusion and disagreement. A rather dominating board chairman often overruled the director's decision-making. The first director stayed for only five months.

However, during the tenure of his successor, the foundation established contact with the European Foundation Centre and with the Community Foundation serving Tyne & Wear and Northumberland in the UK and at least a portion of the board began to gain a new understanding about the ways in which many other community foundations (most of them based on an American/English model) operated.

They came to understand that community foundations are not single-purpose entities, but rather operate as builders of assets that serve as intermediaries between donors and a wide range of charitable organizations. As their comprehension shifted, it became clear that the task of building endowments would require a different kind of board and a new way of operating.

One negative result was that the media lost interest in the community foundation when it failed to deliver on its early promises of major grant making. Although the local newspaper continued to publicize the foundation's annual awards to young people who are making a positive difference in the community (a program that the newspaper co-sponsors), it became increasingly difficult to get coverage about the other activities of the foundation.

The foundation's difficulties were exacerbated when the board chairman stepped down to pursue a political career within the Social Democratic Party (a move that may have discouraged potential donors with more conservative leanings), and the second director quit after alienating himself from the other board members. However, just as the foundation's remaining leaders were questioning whether their new institution would ever succeed, two positive events occurred:

    The foundation became a member of the Transatlantic Community Foundation Network (TCFN), and
    One of the board members offered to serve as both chairman and executive director.

Because this individual is the retired marketing director of a large insurance company, based in Hannover, with broad experience in finance and investment, as well as a large network of professional and personal connections, his offer was accepted with great enthusiasm by his colleagues.

The goals of the plan he presented for the year 2000 included:

    rebuilding the public's trust in the foundation,
    recruiting more influential board members , and
    installing a new Kuratorium (honorary board) to enhance the foundation's visibility.

The plan also called for the abandonment of the search for a single donor or institution to make a major challenge grant and to replace it with a new fund raising strategy that focuses upon individual donors and their professional advisors (lawyers and consultants) and encourages them to establish permanent funds at the foundation.

Finally, the foundation decided to eliminate its time-consuming, operating projects and instead to institute grantmaking support for a wider variety of worthy initiatives - often in collaboration with other foundations and organizations.

The results of these shifts became evident by the end of 2001. The foundation increased its endowment to $850,000 as the result of its first bequest and the establishment of two new funds. It currently is negotiating for the creation of two more funds. It still faces the challenge of finding the financial support for the core costs (which are currently low because of the volunteer services of the board chair/executive director and other board members).

Nonetheless, as the foundation prepares to begin its fifth year of operations, it has a new sense of optimism about its ability to meet this challenge and to continue to grow and develop.

Complete list of community foundations in your country or region:

A complete list of German community foundations and their profiles (in German) can be found at the web site listed below under Category 1. Bestehende Buergerstiftungen (Existing Community Foundations).

Web Site:
http://www.buergerstiftungen.de/b.html

Organizations That Support and Promote the Development of Community Foundations

History:

A number of major foundations in Germany support and promote the development of community foundations.

The Bertelsmann Foundation has been a lead player in the German community foundation movement. In its Foundations Division, the Bertelsmann Foundation aspires to professionalize the management, strategies, and working methods of foundations. It examines their effectiveness and legitimacy, and promotes cooperation between foundations and the creation of new ones, thus contributing to the long-term development of a dynamic civil society.

The Bertelsmann Foundation defines itself as an operating foundation working conceptually. It formulates and initiates its own projects, managing them all the way to their practical implementation. In doing so, the Bertelsmann Foundation cooperates closely with competent partners in scientific, state and private institutions.

Both social policy and corporate policy considerations played an equal part in the decision to establish the Bertelsmann Foundation in 1977. On the one hand, the Bertelsmann Foundation continues the traditional socio-political, cultural and social commitment of the owner families Bertelsmann and Mohn. On the other hand, the foundation was designed to ensure the continuity of the company. To this end, Reinhard Mohn transferred the majority of his capital shares in Bertelsmann AG - without voting rights - to the Bertelsmann Foundation.

The powerful global trend and the enormous potential of community foundations to stimulate and support inclusive local philanthropy led the Bertelsmann Foundation and the Charles Stewart Mott Foundation in 1999 to establish and jointly underwrite the “Transatlantic Community Foundation Network” (TCFN). The network provides a platform for the exchange of experience and expertise among community foundations on both sides of the Atlantic. It seeks to identify good practices and share them with emerging and existing community foundations. In addition, its goal is to foster the development of this form of philanthropy in countries where the concept is still new.

For its second phase of operation, the TCFN has integrated 12 new members. The network now includes representatives of 46 community foundations and support organizations from 13 different countries.

In addition to the "Transatlantic Community Foundation Network" (TCFN), it has joined forces with the Körber Foundation, the Klaus Tschira Foundation, the Mott Foundation and the Bundesverband Deutscher Stiftungen and launched the “Initiative Bürgerstiftungen" (Community Foundation Initiative) which is now the major support organization in Germany.

The Körber Foundation owes its existence to a great entrepreneur, inventor and philanthropist, a courageous and unconventional champion of the public interest. Following the example of Kurt A. Körber, the Foundation uses its earnings to serve society . The Körber Foundation acts as an operating foundation. It initiates and conducts activities for which it retains full responsibility. It does not undertake programs whose purpose is to support external projects, but it remains open to suggestions and collaborative efforts.

The Freudenberg Stiftung was founded in 1984. Members of the Freudenberg family transferred parts of their property shares of the Freudenberg Company, which is owned exclusively by the family, to a charitable and tax-exempt foundation. The Freudenberg Stiftung regards itself as an operating foundation which draws up, implements, develops, and disseminates projects of its own.

The "Community Foundations Initiative" creates a coordination, know-how brokerage and consulting structure to promote the establishment of new community foundations, to professionalise the work being performed by existing ones, and to publicize the community foundation concept. This will be accomplished by promoting the exchange of experiences, know-how and peer learning between existing community foundations, and by providing for mentoring and consulting roles enabling existing foundations to assist the newly-formed foundations in that sector. This project will supply the necessary funds for this process, as well as provide for the necessary facilitation and brokerage by creating a small office in Berlin.

Recent accomplishments / current challenges:

In the space of six years, 50 community foundations have been established and 80 more are in the formative stages of development.

A support organization for community foundations, the "Community Foundations Initiative" has been created.

A transatlantic network of community foundations has been instituted to increase the sharing of experience and networking.

Future developments:

The Bertelsmann Foundation and the Charles Stewart Mott Foundations look forward with great anticipation to the extension of the highly successful TCFN program. They also realize that the ultimate success of this program involves far more than one-to-one bonds among a relatively small number of foundations. Rather, they see Phase II as a way in which the TCFN members can contribute to the building of new community foundations and the strengthening of a common transatlantic understanding about the importance of a civil society that is undergirded by community-based philanthropy.

Additional Resources

Information about your organization available online:

Related Documents:

  • TCFN Program Description Phase II

 


Bertelsmann Foundation

 

Ireland

The Community Foundation for Ireland (CFI) was established in 2000 as a joint initiative of the Irish government and the business community. Funding for many social and development programs in the past had come from sources outside of Ireland – from the European Union and the Irish diaspora. The recent boom in the Irish economy has meant that prospects for fundraising locally are good, and CFI is focusing on raising endowment funds from individuals, as well as businesses and other sources.

Ireland

Community Foundation for Ireland

Notes:
Although there is no organization that supports the development of community foundations in Ireland, the Community Foundation for Ireland is an affiliate member of Community Foundation Network in the UK.

Name and Title of primary  contact for WINGS-CF
Tina Roche, Chief Executive

Address:
32 Lower O'Connell Street
Dublin 1
Ireland

Telephone:
+352 1 874 7354

Fax:
+353 1 874 7637

Email:
troche@foundation.ie

Web Site:
http://www.cfi.foundation.ie

Community Foundations In Your Country/Region:

History:

The Community Foundation for Ireland started in January 2000 and is the first community foundation in Ireland. The impetus for forming the foundation was a report published by the Combat Poverty Agency, which recommended forming a community foundation in Ireland as a way to provide sustained funding for social welfare needs. The Irish government joined forces with employers, employer associations and others to initiate the process. The government donated £300,000 towards the endowment and also £750,000 in start-up expenses and to kick-start grant making.

The Community Foundation for Ireland is one of three branches of the Foundation for Investing in Communities, which was established in November 1998. The Foundation for Investing in Communities is a joint venture between the government and employers to provide a stable source of funding for the nonprofit sector in Ireland. The other two branches are: Business in the Community, which encourages businesses to make corporate social responsibility and community involvement a part of their core business practices, and The National Children's Trust, which seeks new ways to address the needs of disadvantaged children by supporting research and nonprofit organizations focused on the welfare of children.

Local/national environment for charitable giving:

Local attitudes:

For many years Ireland received significant funding for social and economic programs from sources outside Ireland, including Irish communities living abroad.

The recent strength of the Irish economy has meant that the prospects for raising significant amounts of funding for social and economic needs from sources within Ireland - governments, individuals and corporations - is vastly improved. The Community Foundation for Ireland is working to harness local giving for the good of the nation.

Recent accomplishments / current challenges:

The Community Foundation for Ireland is just beginning a joint effort with other community foundations in Northern Ireland, Scotland and Wales to attract diaspora giving. Their group, named the Celtic Alliance, is working to establish relationships with community foundations in other parts of the world where there are significant populations of Celtic peoples, such as Australia, Canada and the United States, whose donors might be interested in giving back to the their countries of origin.

Community foundation profile(s):

See Community Foundation for Ireland profile on the Network Members page on the Transatlantic Community Foundation Network website: http://www.tcfn.efc.be/

 

Italy

Italy is another country in western Europe where community foundations are being successfully developed, due to the Cariplo Foundation’s efforts in Lombardy and another savings bank foundation’s efforts around Venice. There are currently 16 established community foundations, all in the north of Italy. It is likely that community foundations will spread to other parts of the country. Other savings bank foundations are interested in the concept; cooperative banks may also move in this direction. Interest in creating community foundations is also increasing in the southern part of the country.

Italy

Fondazione Cariplo

Name and Title of primary  contact for WINGS-CF
Bernardino Casadei, Project Manager

Address:
Via D. Manin, 23
20121 Milan
Italy

Telephone:
39-02-623-9266

Fax:
39-02-623-9238

Email:
bernardino@tin.it

Web Site:
http://www.fondazionecariplo.it/Fondazioni_Locali.htm

Community Foundations In Your Country/Region:

History:
The first Italian community foundation was established in February 1999 in Lecco (50 km north of Milan). It has been part of a major project launched by the Cariplo Foundation to cover all of Lombardy with a network of community foundations. The Cariplo Foundation has provided technical assistance and challenges both for grantmaking and for endowment building. The second community foundation was formed in December 1999 in Como.

Now there are 14 community foundations in Italy, 12 promoted by the Cariplo Foundation and two by the Venice Savings Bank Foundation, which has replicated the Cariplo project.

In 2002, two community foundations were established and a third one should be formed soon.

Local/national environment for charitable giving:

Local attitudes:

Italy had a stong tradition of community philanthropy, but since the end of the nineteenth century it went into decline, discouraged by the idea that public administration should take care of all community needs. Recently, the mentality has changed and the nonprofit sector is growing strongly. Now everyone is talking about solidarity and subsidiarity. Considering that community ties are still very strong in Italy, community philanthropy can easily fit into the cultural tradition of the country.

Legislative and legal environment:

The most prevalent legal form for foundations and non-profit organizations in Italy is the ONLUS, but this is somewhat restrictive (for example, education and cultural activities are not considered "for the public good" as elsewhere in the world, unless they target disadvantaged groups), and offers limited tax advantages. The possibility of developing more open and complex structures is being considered, which might include a non-ONLUS foundation and a committee or association that follows the ONLUS guidelines. But under current Italian law it is difficult to set up an institution, including a local community foundation that could act as a go-between.

Changing attitudes and the local/national environment:

The attitude is already changing. We need to provide concrete examples of what can be achieved and at the same time try to capture at least part of the energies that, since the end of communism, have been released by the political fight and are willing to get involved in building better communities.

Recent accomplishments / current challenges:

The most important achievement is the establishment of a network of several community foundations covering all of Lombardy, probably the most important Italian region.

These institutions, however, are very new. Until recently there were no grantmaking foundations in Italy and, therefore, the experience and the technical knowledge in the field is still very limited.

Future developments for community foundations:

It is not improbable that community foundations will spread in other parts of the country. Other savings bank foundations are interested in the concept; cooperative banks may also move in this direction. Finally, there is a growing interest in building community foundations in the southern part of the country.

Community foundation funders:

The major funders of community foundations in Italy are at the moment the Savings Bank Foundations that are using these institution for regranting.

A lot of the money that has been raised at the local level comes from corporations. However, the major single gifts for endowment purposes are from individuals.

There are some projects sponsored by community foundations that have received gifts from local authorities.

There is no money coming from abroad.

Community foundation profile(s):

See the WINGS-CF Case Study on Fondazione Cariplo and the development of community foundations in Lombardy, Italy for a profile of the Lecco Foundation (page 8). The WINGS-CF Case Studies are housed on the WINGS-CF Web site.

The Lecco Foundation has developed its strategy to serve donors. In less than three years it has raised 16 endowed funds: two geographical, two field of interest, four designated, and eight donor advised funds. Moreover, in 2001 it raised €832.827,30 in gifts and made 135 grants for €1.723.299,17 with operating costs of only €23.963,22.

The Como Foundation has proved how a community foundation can multiply resources. In 2000, with an initial challenge grant from the Cariplo Foundation of €100.000, it was able to give away €500.000 in 44 grants. It has also shown how it is possible to involve the local community. In 2001, in Schignano, a small town with 935 inhabintats, the Como Foundation was able to raise 89 gifts (10% of the population) for a project that it has proposed with a challenge grant to the local community.

Attached File:
fcital.htm

Organizations That Support and Promote the Development of Community Foundations

History:

See the WINGS-CF Case Study of the Cariplo Foundation

The Venice Savings Bank Foundation, which is very similar to the Cariplo Foundation, if much smaller, has replicated the project in the county of Venice.

Recent accomplishments / current challenges:

The most important accomplishment is that we have almost attained the first goal of the Cariplo Foundation's Community Foundations Project: to cover with community foundations all the counties in which the Cariplo Foundation is active, with the exception of Milan. The last one should be established before the end of 2002 year or early 2003.

Future developments:

The next step will be to develop a special strategy for Milan. At the same time we need to develop a network of the community foundations already established, eventually creating an association of community foundations.

Finally we should consider the possibility of developing, with other partners, the model outside Lombardy to cover all of Italy. We also may consider sharing our experience at the international level. International organizations and institutions from other countries have already approached us for assistance.

Additional Resources

Related Documents:

  • Status of the Community Foundation Project

 

Portugal

One community foundation has been formed in Portugal. CEBI-Foundation for the Community Development of Alverca was transformed from a social welfare organization in 1995. It developed on its own and only in 2001 connected with other community foundations in Europe. Activities are underway in Portugal to identify other community foundation-like organizations and promote the development of community foundations.

Portugal

CEBI - Foundation for the Community Development of Alverca

Name and Title of primary  contact for WINGS-CF
Isabel Castanho, Directora

Address:
Quinta de Santa Maria
Estrada Nacional 10
2615-376 Alverca
Portugal

Telephone:
+352.21.958.91.30

Fax:
+351.21.958.91.45

Email:
CEBI-dedc@oninet.pt

Web Site:
N/A

Community Foundations In Your Country/Region:

History:

The only foundation in Portugal that has been identified as having characteristics similar to a community foundation is CEBI - Fundação para o Desenvolvimento Comunitário de Alverca (Foundation for the Community Development of Alverca). It began in 1968 as a social welfare organization in the region of Vila Franca de Xira, a county on the northern edge of Lisbon's metropolitan area. At first it focused on the well-being of young children and later expanded its mandate to include: children and adolescents, education, the elderly, health, drug abuse prevention, local development, minorities, and other special activities and projects.

In 1995 it transformed itself into a foundation. Its early supporters included a local aircraft materials business, a bank, and the county council. Diversified fundraising has become a priority.

Recent accomplishments / current challenges:

Until it participated in the European Foundation Centre's Community Philanthropy Initiative 4th Networking Meeting in May 2001, Foundation CEBI was not aware of the existence of other community foundations in Europe. Foundation CEBI has since joined efforts to promote community philanthropy in Portugal. CPI and the Portuguese Foundation Center (Centro Português de Fundações - CPF) organized a workshop on community philanthropy in Portugal in April 2002, supported by the Oriente Foundation, the Luso-American Development Foundation (FLAD), and Foundation CEBI.

Community foundation funders:

Sources of support for Foundation CEBI include: membership contributions; state social welfare contracts; income from property; public subscriptions; donations from the private entities and the public, including bequests; and financial investments. Foundation CEBI also plans to increase the number of founding members to increase its financial stability.

 

United Kingdom

The first community foundations in the U.K. were established in the late 1970s. The movement started to build in the 1980s when the Charities Aid Foundation and the Mott Foundation joined efforts to create a competitive challenge grant program that did much to raise the profile of community foundations in the U.K. The community foundation movement hit its stride with the formation in 1991 of its national membership association, now called Community Foundation Network. About 85 per cent of the U.K. now has access to a community foundation in their area.

United Kingdom

Community Foundation Network (UK)

Name and Title of primary  contact for WINGS-CF
Marion Webster, Director

Address:
Arena House, 66-68 Pentonville Road, London N1 9HS, England

Telephone:
+44.207.713.9326

Fax:
+44.207.713.9327

Email:
network@communityfoundations.org.uk

Web Site:
http://www.communityfoundations.org.uk

Synopsis:

There are currently approximately 65 community foundations in the UK at various stages of development, and serving approximately 85% of the UK population. They started to take off in the UK in the mid to late 1980's. Community Foundation Network was established in 1991 and is the membership and support organisation that promotes the concept of community foundations, stimulates their growth and best practice, and helps them network with one another. There are tax incentives for giving - cash, shares, payroll giving, etc. - and planned giving is a concept that is beginning to be developed also. Community foundations are considered a fast growing form of philanthropy and are expected to continue to grow steadily. Last year, community foundations in the UK had combined assets of £90 million, and made grants of over £30 million.

Community Foundations In Your Country/Region:

History:

The first community foundation appeared in the late 1970's, but they really only started to take off in the mid 1980's with an initiative of the Charities Aid Foundation and central government. By 1991 there were 15 established and 14 aspiring community foundations. By 2002 there were 31 community foundations and 33 aspiring community foundations.

Local/national environment for charitable giving:

Local attitudes:

There is increasing interest in giving locally, thanks to community foundations and other initiatives. Traditionally, the UK public has given to national charities and to causes overseas.

Legislative and legal environment:

The government actively promotes giving. Since April 2000 tax incentives have improved, to include gift aid, payroll giving and gifts of shares. The government has also backed a national campaign (which includes community foundations) to stimulate giving. It is called "The Giving Campaign".

Changing attitudes and the local/national environment:

Donor education is necessary. More specifically, community foundations need core funding to enable them to hire professional staff to work with an increasingly sophisticated donor community. Eventually, the introduction of planned giving products will help.

Recent accomplishments / current challenges:

The profile of UK community foundations has increased in recent years. 85% of the UK population has access to a community foundation, up 27% from 1998. The UK government recognised the value of the Network by awarding re-granting funds of £27 million (to date) to tackle child poverty through a programme called the Local Network Fund. Community foundations now have their own customised software - DIGITS - which has dramatically increased their operational performance. By the end of 2003 an estimated 60% of the network will be using DIGITS.

Future developments for community foundations:

Community Foundation Network will continue to support the development of community foundations in the UK, with a particular focus on endowment building - with the results of an endowment challenge (called Time for Growth) being rolled out to the whole network. Our next conference in Milton Keynes (September 2003) will highlight this and other best practice. 2003 should also see the conclusion of negotiations with lottery distributors about a £50 million fund to be managed by Community Foundation Network and delivered through members to communities that have not had their fair share of lottery money. In addition, work is being done in the UK by a number of agencies to research the viability of planned giving products.

Community foundation funders:

Funding is approximately as follows:

government (30%);
public sector (15%);
companies (8%);
charitable trusts (22% - some of these are individuals' trusts);
and individuals (5%).

In recent years, significant government flow-through funding has been managed by community foundations. However, members are committed to working with individuals in the UK who represent the long-term focus for fund development. Funding from different donors can be given to endowment or for flow-through grant-making. It can be given for restricted, field-of-interest (or themed) and unrestricted purposes. Donors can establish named funds if they wish. The timeframe for support depends entirely on the wishes of the donor.

Community foundation profile(s):

Cumbria Community Foundation's campaign to address the plight of the rural community affected by foot and mouth disease is viewed as a major success story. The Foundation was subsequently nominated Charity of the Year 2002 for its fundraising campaign. Find out more on: www.cumbriafoundation.org

Complete list of community foundations in your country or region:

The complete list is available on:

http://www.communityfoundations.org.uk/

Web Site:
http://www.communityfoundations.org.uk

Organizations That Support and Promote the Development of Community Foundations

History:

The formation of the community foundation movement in the UK was the result of a Charities Aid Foundation and central government initiative dating back to the mid 1980's. CAF and the government set up the Community Trust Development Unit to determine and implement plans for the establishment of community foundations in the UK. This unit was replaced in 1989 by the Central Resources Unit still with Charities Aid Foundation, and with a community trust steering committee. It later became the independent Association of Community Trusts and Foundations - now Community Foundation Network. Its remit is to serve and support a network of effective community foundations in the UK, and to undertake national promotional activities on their behalf.

See the WINGS-CF Case Study on CFN

Recent accomplishments / current challenges:

Recent accomplishments include:

a) The delivery of a major government contract, the Local Network Fund, a £27 million grant-making programme to tackle poverty and disadvantage affecting children and young people aged 0-19 throughout England.

b) Work to develop new community foundations in recent years means that 85% of the UK population has access to one.

c) Community foundations in the UK now have customised software, DIGITS, which was developed for them by Community Foundation Network.

Current challenges include the need to continue to build the profile of Community Foundation Network and its members, particularly in the national press, as well as that of the benefits of philanthropy generally. There is also a need to encourage and support endowment building among members with limited funds, to work with local donors at a time when many of them are managing significant govenrment flow-through grant programmes.

Future developments:

Community Foundation Network is developing a new three-year plan to include greater focus on profile-raising work and donor relations work. In addition, there is the negotiation of a £50 million long-term strategic grant-making programme with lottery distributors, to benefit specific geographic areas of the UK. This programme is called Fair Share and will be delivered by local community foundations and other partners. Finally, Community Foundation Network and the Association of Charitable Foundations are currently examining the ways in which they can work collaboratively to develop the profile of philanthropy and hence grow philanthropy across the UK.

 

Central and Eastern Europe

Bulgaria

Carpathia Euroregion

Czech Republic

Estonia

Latvia

Lithuania

Poland

Russia

Slovakia

Ukraine

Bulgaria

Community foundations in Bulgaria are being formed out of some of the 13 Open Society Clubs begun with the assistance of the Open Society Fund-Sofia, one of the Soros foundations network. Five of the clubs have received direct assistance from the Mott Foundation to assist them in their transformation. An informal network of the Open Society Clubs exists to promote information exchange and networking.

Bulgaria

Bulgarian Association for Regional Development

Name and Title of primary  contact for WINGS-CF
Stoyan Nikolov, President

Address:

3 Tsar Assen Street
Varna
9000
Bulgaria

Telephone:
359-52-22-6224

Fax:
359-52-60-0138

Email:
stoyan@tnt.bg

Web Site:
None

Community Foundations In Your Country/Region:

History:

Community foundations in Bulgaria are evolving out of some of the Open Society Clubs that were begun with the assistance of the Open Society Foundation - Sofia, a member of the Soros Foundations Network. The first Open Society Club was established in 1992; the number of clubs eventually grew to 13. The clubs were originally formed to promote civic discourse and encourage citizen participation in local communities, but began to take on the role of raising funds for and making grants to local projects. From 1993 to 1998, the Charles Stewart Mott Foundation granted more than $1 million dollars to the Open Society Foundation - Sofia for support of a community foundation development program that focused on six of the Open Society Clubs. The aim of the program was to enable the Clubs to evolve into independent, endowed, grantmaking organizations. The organizations targeted were in Varna, Plovdiv, Pleven, Rousse, Sliven and Velingrad. After the program was evaluated by the Mott Foundation, the six clubs were asked to apply for direct grants on a competitive basis. In 1999 grants were awarded to the Open Society Clubs in Bourgas, Rousse, Sliven and Varna to strengthen their capacity, develop local partnerships, and further their grants programs. The community foundations in Rousse, Sliven and Varna received a second round of grants in 2001.

The Mott Foundation also made grants to support the development of the Nova Zagora Community Foundation that was formally established in 1996. The community around Nova Zagora has a population that is one-third Romany, most of whom live in rural slum-like conditions. The funding was aimed at improving conditions for Romany children and, through the community foundation's grants program, to increase the visibility of the foundation and generate financial and other support.

 

Carpathia Euroregion

The Carpathian Euroregion includes parts of Hungary, Slovakia, Poland, Romania and Ukraine. The Carpathian Foundation was formed in 1999 to address the issues facing this mountainous region of Eastern Europe that is characterized by its isolation and high levels of poverty. The Carpathian Foundation was founded along the lines of a community foundation with support from major international foundations and governmental development agencies. It recently undertook a campaign to build an endowment. It is targeting individuals in the region, individuals from the region living abroad, local businesses and international funders.

Carpathia Euroregion

Carpathian Foundation

Name and Title of primary  contact for WINGS-CF
Sándor Köles, Executive Director

Address:
Hlavná 70
040 01 Košice
Slovak Republic

Telephone:
+421 55 6221160, 6221161

Fax:
+421 55 6221150

Email:
cf@cfoundation.org

Web Site:
http://www.carpathianfoundation.org

Community Foundations In Your Country/Region:

History:

The Carpathian Euroregion encompasses a mountainous area of eastern Europe where five countries share common borders and common problems of poverty and isolation. The region includes parts of Hungary, Slovakia, Poland, Romania and Ukraine. In order to help defuse the ethnic and religious tensions in the area, leaders from the five countries signed a proclamation in 1993 creating the Carpathian Euroregion, which is a mechanism for governmental cooperation.

An outgrowth of this process, but independent of it, was the creation of the Carpathian Foundation, a regional foundation that was inspired by and has many of the characteristics of a community foundation. It was established in 1994 as the Fund for the Development of the Carpathian Euroregion under the auspices of the EastWest Institute, with major frunding from the Mott Foundation. It became an independent foundation in 1999. The Carpathian Foundation supports public/private/NGO partnerships and cross-border and inter-ethnic approaches to regional and community development and conflict prevention. It raises funds and provides grants and technical assistance to strengthen local and regional development units.

The Carpathian Foundation has its headquarters in Kosice, Slovakia, but maintains offices in each of the other four countries.

The Carpathian Foundation has been very successful in attracting funding from external foundations and other sources. The foundation recently announced its intent to build a $10 million endowment. As part of its fund raising strategy it has partnered with the German Marshall Fund of the U.S. establish a Friends of the Carpathian Foundation group, in order to allow U.S. citizens, especially those with roots in the Carpathian Region, to contribute to the foundation's endowment. Fund raising activities will also focus on U.S. and European private funders, corporations, national governments, the European Union, and individual giving in the Euroregion. The Mott Foundation has provided a challenge grant to the Carpathian Foundation in order to match other gifts to the endowment fund.

Community foundation profile(s):

See the EFC's CPI Case Study of the Carpathian Foundation at:

http://www.efc.be/ftp/public/CPI/Case_Study_Carpathian_Foundation.doc

 

Czech Republic

The first community foundation in the Czech Republic, the Community Foundation of Ústí nad Labem, was formed in 1998 from the transformation of a local nonprofit social service agency. The community foundation has maintained an international presence, participating in the Transatlantic Community Foundation Network.

Czech Republic

Community Foundation of Ústí nad Labem

Name and Title of primary  contact for WINGS-CF
Tomáš Krejcí, Executive Director

Address:
Horova 1262/6
400 01 Ústí nad Labem
Czech Republic

Telephone:
+420 47 520 10 23

Fax:
+420 47 520 10 23

Email:
komnadul@mbox.vol.cz

Web Site:
www.komunitninadace.cz

Community Foundations In Your Country/Region:

History:

The Community Foundation of Ústí nad Labem (Komunitni Nadace Ústí nad Labem), the first community foundation in the Czech Republic, was formed in 1998 as the result of the transformation of a local nonprofit social service agency. The Regional Fund Foundation was originally established in 1993 to work on a project for community care for the mentally ill, mentally handicapped and drug addicts in the region of Ústí nad Labem. It developed into an intermediary for transforming social and health services, and helped create policy in the field. From the beginning, the Regional Fund emphasized the need to interconnect all sectors of the community, to adopt systematic approaches to problem solving, and to support the NGOs active in the social services sector. The community foundation continues to carry forward to goals of the Regional Fund.

The Community Foundation of Ústí nad Labem has been very active nationally, regionally and internationally in support of community philanthropy. The community foundation participated in a consortium of organizations that includes the Nadace VIA and The Partnership Foundation to sponsor the Community Partnership Support Initiative in which the Open Society Fund - Prague took the lead. The main purposes of the initiative are to promote the development of community philanthropy, democracy and community partnerships at the local level through a program of small grants and technical assistance. The initiative's primary goals are to organize forums for exchange of information and ideas related to community development among the 15 Czech organizations participating in the project. It is expected that other community foundations will develop out of this project.

Community Foundation Ústí nad Labem actively networks with other community foundations. It is a member of the Transatlantic Community Foundation Network. It also participates in the Visegrad Network of Community Funds, a regional alliance of community funds in Slovakia, Hungary, the Czech Republic and Poland formed to: undertake joint initiatives, share information and experiences, promote the history and culture of the area, and create opportunities for personal exchanges between the people of the region.

Community foundation profile(s):

See the Network Members profile of the Community Foundation of Ústí nad Labem on the TCFN website at:

http://www.tcfn.efc.be/

See also "Community Foundations Across Eastern Europe Advance 'Step by Step'," in The Chronicle of Philanthropy, October 18, 2001.

 

Estonia

In Estonia, as in the other Baltic states, the Baltic-American Partnership Fund is actively promoting the community foundation concept. Two community foundations are being established in two pilot sites, Jarva and Viljandi county, by the Baltic American Partnership Program-Estonia.

Estonia

Baltic-American Partnership Program - Estonia

Name and Title of primary  contact for WINGS-CF
Katrin Enno

Address:
Estonia Ave. 3/5
10143 Tallin
Estonia

Telephone:
+372 6313 791

Fax:
+372 6313 796

Email:
katrin@oef.org.ee

Web Site:
www.bapp.ee

Synopsis:

Models of community philanthropy are under develpment in Estonia. The aim of the pilot project launched in 2001 by the Baltic-American Partnership Program-Estonia was to:

    facilitate citizen, government, and business cooperation to address community needs in pilot sites,

    build local expertise in participatory planning and community philanthropy, and

    provide a viable basis for the development of community foundations in Estonia.

Currently, two community foundations are being established in two pilot sites: Jarva and Viljandi county. The foundations are expected to become operational by the beginning of 2003.

Additionally, BAPP-Estonia has identified a national support organization for future community foundations in Estonia, the Peipsi Center for Transboundary Cooperation, that is expected to replicate the process and experience of the pilot project in other regions of Estonia.

Organizations That Support and Promote the Development of Community Foundations

History:

The Baltic-American Partnership Program-Estonia

The aim of the Baltic-American Partnership Program-Estonia is to support the development of citizen participation and civil society in Estonia. The activities of BAPP-Estonia are financed by the Baltic-American Partnership Fund that was established in 1998 by the United States Agency for International Development (USAID) and the Open Society Institute (OSI) with the aim of supporting the development of democratic structures and a market ecomony in the Baltic states in the next ten years.

Peipsi Center for Transboundary Cooperation

Peipsi Center for Transboundary Cooperation is an international, non-governmental organization which works to promote sustainable development and cross border cooperation in the border areas of the Baltic States and the New Independent States (NIS). The organization was established in 1993 as "The Lake Peipus Project" by individuals and transformed into its current form in 2000.

In 2001 BAPP-Estonia selected Peipsi Center for Transboundary Cooperation as a resource center for future community foundation development in Estonia.

Additional Resources

Information about your organization available online:

 

Latvia

The Baltic American Partnership Program-Latvia has selected two cities – Talsi and Lielvarde – as pilot sites for establishing community foundations in Latvia.

Latvia

Baltic - American Partnership Programme - Latvia

Name and Title of primary  contact for WINGS-CF
Ieva Morica, Director of BAPP - Latvia

Address:
Alberta str. 13
Riga, Lv 1010
Latvia

Telephone:
+ 371 7039241

Fax:
+ 371 7039242

Email:
ieva@bapf.lv

Web Site:
www.bapf.lv

Synopsis:

Since 2001 the BAPP – Latvia has been supporting pilot activities for the development of participatory planning and community philanthropy by bringing together citizens, local governments and local business representatives to define local problems and to raise resources to address these problems.

This pilot project is intended to provide a future basis for the establishment of community foundations or community foundation-like institutions. Two cities in Latvia - Talsi and Lielvarde - have been selected as pilot sites. A national NGO center based in Riga, the capital, was selected to act as a national support organization for both pilot sites.

The project is being implemented in two consecutive and closely related phases. The first phase aimed to facilitate the participatory planning and community visioning. It culminated in both pilot sites in spring 2002 with local citizens’ forums. The forums proved to be a very successful tool to generate dialogue between citizens and local governments, promote civic engagement and local philanthropy.

Currently, the project is entering its second phase, which is aimed at fundraising at the local level and the establishment of an institutional mechanism for grant giving to support the activities and projects of local significance. Both pilot sites make their decisions with a vision that the institutional mechanism to be established would become a basis for the development of community foundations in the future.

It has been observed in implementing the project that local citizens and small businesses are willing to donate their time, efforts, knowledge and to support the local initiatives in kind. Given the limited resources at the local level, the generation of funding in cash is a challenge. However, positive signs exist with good examples of financial support from local governments and some businesses.

As regards the legal basis for the operation of non-profits, a new comprehensive legal framework currently is being processed in the national parliament, and once adopted it will create clear and favorable conditions for individual and corporate giving.

Organizations That Support and Promote the Development of Community Foundations

History:

See the WINGS-CF Case Study of BAPF-Latvia

 

Lithuania

The first community foundation was established at the initiative of American Lithuanians in 1998, in a small village called Papile (Naujoji Akmene Region in Western Lithuania). The Baltic American Partnership Program-Lithuania has recently helped established two more community foundations: Samogitia Community Foundation, covering four regions of Telsiai County, in March 2002; and the Utena Regional Community Foundation, covering five regions of Utena County, in September 2002.

Lithuania

Baltic-American Partnership Program

Name and Title of primary  contact for WINGS-CF
Birute Jatautaite, BAPP Program Officer

Address:
Didzioji St. 5,
LT-2600 Vilnius
Lithuania

Telephone:
370-5-2661218

Fax:
370-5-661221

Email:
bapp@osf.lt

Web Site:
www.bapp.osf.lt

Synopsis:

The first community foundation was established at the initiative of American Lithuanians in 1998, in a small village called Papile (Naujoji Akmene Region in Western Lithuania).

Thanks to BAPP's technical assistance and financial and administrative support, two more community foundations have been established recently. Samogitia Community Foundation (website: www.zemaiciufondas.lt ) covering four regions of Telsiai County (about 200,000 population) was officially registered in March 2002. Utena Regional Community Foundation (covering five regions of Utena County) was officially registered in September 2002.

Kaunas NGO Support Center (KNOPC website: www.knopc.lt) has been offering support and technical assistance to the established community foundations, as well as newly developing ones. Promotion of philanthropy in general is also one of the priorities of the Center.

Another NGO resource center called NGO Information and Support Center (NISC website: www.nisc.lt ),located in the capital city Vilnius, has been regularly arranging round-table discussions with Parliament members, law experts, and NGO leaders with the attempt to improve regulation of charitable giving.

A survey commissioned by NISC over a year ago proves that only 12 percent of the Lithuanian population have ever supported an NGO at least once. The majority of NGOs in Lithuania are still largely dependent on foreign support, which recently has decreased critically. And, although a pretty large number of residents do share philanthropic intensions, their realization has been hampered by the lack of information on adequate procedures and knowledge of nongovernmental organizations, as well as tendentious attitudes.

In order to completely change the situation, the NISC has launched the development of a philanthropy Internet portal. It will contain a regularly updated NGO data bank, a data bank on available donors, links to legal acts regulating charity and sponsorship, suggestions for both donors and support-seekers or fund-raisers.

The NISC has been finalizing a CD-ROM “Everything About Support." It will be distributed free of charge to the readers of the daily “Business News." Both the portal on philanthropy and the CD-ROM will be popularized through the use of social advertising and marketing means.

On January 1, 2002 a new tax exemption was introduced for people employed in Lithuania. Upon the declaration of their income, people will be allowed to entrust the Tax Inspection to transfer up to 2 percent of one's paid income tax to an NGO of one’s choice.

In general, local fund-raising initiatives have become a norm for quite a few NGOs in the country. Local support does have a future. However, there is a need for the professional administration of collected funds. Therefore, development of local philanthropic organizations has been a challenge for all: communities, NGOs, and donors.

 

Poland

Poland has a very active community foundation movement, with 12 established community foundations and more under development, and a strong national support organization. The first community foundation in Poland, the Snow Mountain Community Foundation, was established in 1998.

Poland

Academy for the Development of Philanthropy in Poland

Name and Title of primary  contact for WINGS-CF
Monika Mazurczak

Address:
ul. Poznanska 16, m. 7 Warszawa 00-680 Poland

Telephone:
48-22-622-01-22

Fax:
48-22-622-02-11

Email:
iwonao@filantropia.org.pl

Web Site:
http://www.filantropia.org.pl

Community Foundations In Your Country/Region:

History:

Community foundations were first established in Poland through a program initiated by the Academy for the Development of Philanthropy in Poland (ADPP). The Local Philanthropy Development Programme began operations in the spring of 1998 for a three-year period. The Academy organized a series of grantmaking and technical assistance workshops to promote community foundations. Communities were invited to devise an operating plan for their foundations and apply to the program. Part of the Academy's strategy for developing community foundations was offering a one-to-one match for funds raised locally for operations, grantmaking and endowment. This matching program motivated community foundations to be active in raising funds from local sources. The Academy originally targeted a total of 15 communities for inclusion. At the end of the three-year period, 12 community foundations were established and interest is growing in other parts of the country.

The first community foundation, the Snow Mountain Community Foundation in Bystrzyca Klodzka was formed before the end of 1998. It focuses its grantmaking programs chiefly on children and young people. Other focus areas include: environmental protection, local culture, tolerance, sports, and the development of tourism. The foundation is active in the International Visegrad Network of Community Funds and the Transatlantic Community Foundation Network. The president of the community foundation held a Transatlantic Community Foundation Fellowship in 2001 and visited a community foundation in central Minnesota (US) for a three-week period.

Community foundations now exist in 12 Polish communities: Bystrzyca Klodzka, Racibórz, Kielce, Lezajsk, Rzeszów, Bilgoraj, Zelów, Tomaszów Mazowiecki, Elbag, Nidzica, Sokólka, and Lidzbark Warminski.

Community foundation profile(s):

See the TCFN Network members profiles for:

    The Snow Mountain Community Fund
    Bilgoraj Community Foundation

at: http://www.tcfn.efc.be/

Complete list of community foundations in your country or region:

A complete list of established and developing community foundations in Poland is on the Academy website at:

http://www.filantropia.org.pl/english/e_lof.html

Organizations That Support and Promote the Development of Community Foundations

History:

See the WINGS-CF Case Study of the Academy for the Development of Philanthropy in Poland

Recent accomplishments / current challenges:

For a full description of the Academy's Local Philanthropy Development Programme, see the "Report on the Operations of the Academy for the Development of Philanthropy in Poland: April 1998 - July 2001," available on the Academy's website at:

http://www.filantropia.org.pl/english/e_who_we_are.html

 

Russia

The development of community foundations in Russia is a remarkable story. It took the Charities Aid Foundation-Russia four years of sustained effort to get the first community foundation up and running in the city of Togliatti in 1998. There are 15 community foundations in Russia now with more on the way. Russian community foundations have received significant support from the newly emerging corporate sector.

Russia

Charities Aid Foundation Russia

Name and Title of primary  contact for WINGS-CF
Olga Alexeeva, Director

Address:
24/2 Tverskaya str.,Moscow, Russia 125009

Telephone:
7-95-792-5929

Fax:
7-95-792-5986

Email:
vsamorodov@cafrussia.ru

Web Site:
http://www.cafonline.org/cafrussia/main.cfm

Community Foundations In Your Country/Region:

History:

The first community foundation in Russia was formed in January 1998 and officially registered in March 1998 in the city of Togliatti in the Volga region of Russia. The foundation was established with the strong support of the Charities Aid Foundation and after almost four years of preparatory work. Three local companies and the Charities Aid Foundation became founders of the foundation and its first donors. The second community foundation was formed in Tyumen, a large city in Siberia, in 1999 and three more foundations were established in the same year. More than 10 community foundations were established in the course of 2000-2001 and two more in 2002.

Local/national environment for charitable giving:

Local attitudes:

Community philanthropy (as well as philanthropy in general) is a new concept in Russia. Private philanthropy existed in Russia before the Revolution of 1917, but then was forbidden by the communists. Since 1991, philanthropy and community philanthropy have received a new development, but the concept of organised community philanthropy, such as community foundations, requires serious preparation and explanation.

Legislative and legal environment:

The tax environment for charitable giving in Russia is not favourable. Moreover, during the 1990s there were various tax benefits for donors, often given to individual organisations without appropriate control, and, as a result, the idea of tax incentives for giving was compromised. Currently, the new government in Russia has cancelled all tax benefits for donors. But despite the worsening tax and legislative environment, these factors have not substantially affected the development of community foundations.

Changing attitudes and the local/national environment:

It is important to change the general public's attitudes to philanthropy and to wealth in principle. Attitudes today are negative and philanthropy is considered by many as a cynical act of rich "robbers" who acquired enormous wealth through criminal activities and now want to show themselves as "clean" and caring. More realistic and optimistic views on wealth and wealthy people in general would improve the attitude of the public to philanthropy.

Recent accomplishments / current challenges:

Five Russian community foundations established permanent endowments.

The largest endowment is in the Togliatti Foundation - almost four million rubles (around $130,000 USD). It is very small in US terms but substantial in Russia.

All 15 community foundations receive local funding and more than five have 100% local funding in their budgets; others receive outside grants mainly for administrative costs.

Russian community foundations have already developed an informal network and are close to forming a formal national network of community foundations.

CAF Russia is starting a new Challenge Fund to support development costs and development programmes of community foundations. More community foundations are introducing successful programmes to encourage individual giving in their communities (most local donors are still companies).

Future developments for community foundations:

    1. Building permanent endowments 2. More community foundations 3. Increased percentage of private donations in assets of community foundations 4. National network of community foundations 5. Establishment of the Challenge Fund by CAF Russia

Community foundation funders:

Local companies: 70% of grant-making funds and 10% of administrative costs; 100% - endowments; 100% - donor advised funds.

Local governments: 30% of grant-making funds, 20% of administrative costs

International foundations: 10% of grant-making funds, 60% of administrative costs. (However, it varies. Some foundations receive 100% of administrative costs from local donors and some 100% of administrative costs from foreign foundations. Others are somewhere in between.)

Individuals: 10% of grant-making funds.

Types of funding: unrestricted grants for endowment, donor advised funds of companies, funds for annual grant-making competitions.

With the exception of endowment support, all funds are given on an annual basis.

Community foundation profile(s):

The Togliatti Foundation used a local mobile telephone company to reach middle class individual donors in the community. They established a telephone number and promoted it. When calls were made on this number, the caller heard a brief and lively report on projects which the Togliatti Foundation supports and, while the caller listened, money for the time of the call was transferred to support the Togliatti Foundation. The project has already attracted more than $12,000 USD of private donations from people who wanted to support the foundation by just calling the advertised number.

Other stories on CAF Russia's Web site: http://www.cafrussia.ru/ (in Russian), from January 1, 2003 on www.cafonline.org/cafrussia (in English).

Complete list of community foundations in your country or region:

See the "Overview of Russian Community Foundations in 2002" on the EFC CPI web site listed below: http://www.efc.be/ftp/Public/CPI/CFs_in_Russia_final_website.pdf

Attached File:
Russian community foundations.doc

Additional Resources

Related Documents:

  • Alliance article.doc

 

Slovakia

The first community foundation in Central and Eastern Europe, the Healthy City Community Foundation of Banska Bystrica was formed in 1994. Slovakia has had a major program to promote the establishment of community foundations in the republic, overseen by the Open Society Foundation-Slovakia. There are currently seven community foundations in Slovakia with at least five more in development.

Slovakia

Open Society Foundation Slovakia

Name and Title of primary  contact for WINGS-CF
Stanislava Dzurikova

Address:
Hlavna 61,
080 01 Presov
Slovakia

Telephone:
421-91-772-1470

Fax:
421-91-773-2469

Email:
osf.presov@nextra.sk

Web Site:
http://www.osf.sk

Community Foundations In Your Country/Region:

History:

The Healthy City Community Foundation of Banská Bystrica, the first community foundation in Central and Eastern Europe, was established in 1994. It went through several stages in its development before its transformation into a community foundation. In 1991, the city of Banská Bystrica made a commitment to participate in the World Health Organization's "Healthy Cities" project. The term "Healthy Cities" has a larger meaning than just healthcare. It recognizes that communities are healthy when citizens actively participate in the life of their community and in solving its problems. In support of the WHO project, the Rotary Club of Banská Bystrica initiated the Healthy City Foundation as an operating foundation in 1992; two years later it was transformed into the Healthy City Community Foundation of Banská Bystrica due to the foresight and determination of some of its founders.

One of the most significant challenges for the new foundation was to build a climate of trust in its operations and its mission. Domestic fundraising was not easy in a country that was facing a challenging transition in its economy and political structures, where society lacked mutual trust and a recent tradition of charitable giving. Even so, the local Rotarians and city council members were able to put together an initial donation of $30,000 from the city to begin local grantmaking and international fundraising. Strategic, long-term funding in the form of a matching grant from the Mott Foundation was crucial for the early development of the foundation. The concept of building a long-term resource for the community, instead of meeting immediate crises, proved difficult to sell to the small, newly formed business community. The foundation instead focused on raising smaller contributions from a larger number of middle class people. In order to gain trust the foundation learned that it is essential to have conflict of interest policies in place and have administrative procedures that are transparent. As part of its growth strategy, the community foundation also increased its area of benefit from the relatively small city of Banská Bystrica with a population of about 100,000 people to include a neighboring city, Zvolen, and the rural areas and suburbs outside the city. Its territory now includes a population totaling about 200,000.

Since 1996 Slovakia has had a major program to promote the establishment of community foundations in the republic, overseen by the Open Society Foundation - Slovakia. There are now seven established community foundations in Slovakia in the cities of: Banská Bystrica, Presov, Trencin, Pezinok, Velky Saris, Nitra, and Bratislava. Newly established community foundations have been formed in Lipany, Ziar nad Hronom and Humenne. Several other community foundations are under development in Liptovsky Hradok and Zilina.

Community foundation profile(s):

See: "Community Foundations Across Eastern Europe Advance 'Step by Step'," in The Chronicle of Philanthropy, October 18, 2001.

The EFC's CPI Case Study of the Healthy City Foundation of Banska Bystrica at:

http://www.efc.be/ftp/Public/CPI/Case_Study_Healthy_City_Foundation.doc.

TCFN Network Members profile of the Presov Community Foundation at:

http://www.tcfn.efc.be/

The profile of the Bratislava Community Foundation at:

http://www.fundersonline.org/orpheusprofile.asp?AN=BRAT001

Alliance magazine's Interview with Juraj Mesik, in the September 2002 issue.

International Dateline article, "Community Foundations Go East," by Juraj Mesik, Fall, 1999 (October 1999, Issue 33) at:

http://www.cof.org/newsroom/newsletters/international/index.htm

Complete list of community foundations in your country or region:

There are 7 established community foundations in Slovakia:

1. Presov Community Foundation, location Presov / www.knpresov.sk - available in English
2. Trencin Foundation, loc. Trencin / www.trencianskanadacia.sk
3. Revia - Small-Capratian Community Foundation, loc. Pezinok / www.revia.sk
4. Healthy City Community Foundation, loc. Banska Bystrica / www.changenet.sk/nzmbb - available in English
5. Community Foundation, Velky Saris, loc. Velky Saris
6. Nitra Community Foundation, loc. Nitra / www.fondnr.sk - available in English
7. Bratislava Community Foundation, loc. Bratislava / www.komunitnanadacia.sk

Newly formed community foundations and organizations working towards becoming community foundations:

1. Blue Torysa Community Foundation, loc. Lipany /
2. Healthy Life Community Foundation, loc. Ziar nad Hronom
3. Community Foundation Humenne, loc. Humenne

1. Liptov Development Fund, loc. Liptovsky Hradok / www.frl.sk - available in English
2. Zilina Community Fund, loc. Zilina

Organizations That Support and Promote the Development of Community Foundations

History:

Slovakia has a number of community foundation development programs, all of which are coordinated to have the greatest impact on support for new and established community foundations in Slovakia.

The Open Society Foundation in Slovakia was the first organization to develop a program to specifically promote the community foundation concept, and to assist individuals and groups in establishing community foundations in Slovakia. Its Community Program began in 1996. The goal of the program is to support the establishment, long-term sustainability and financial stability of community foundations and funds in Slovakia by awarding grants and providing technical assistance.

OSF coordinates its community foundation development efforts with the community philanthropy program Your Land. Your Land is an independent program, which is co-administered by ETP Slovakia and the Ekopolis Foundation. One facet of the Your Land program is its Community Philanthropy Development Program, which provides technical assistance and grants to start-up and developing community foundations.

 

Ukraine

The community foundation concept is being explored in Ukraine. An effort to establish community foundations in four Ukrainian cities was initiated in 2002, with the support of the Ukraine Citizen Action Network (UCAN), a project of the Institute for Sustainable Communities, funded by USAID. A community foundations feasibility study is being undertaken by the Center for Philanthropy in Ukraine in order to produce an action plan for community foundation development. Independently of this effort, a community philanthropy organization, the Dobrota (Kindness) – Donetsk City Charity Fund, with many community foundation characteristics, was organized in 1998. The fund was established by a team of doctors from Donetsk, who were concerned that the cuts in national funding for health care, education and social services were putting the most vulnerable members of their community at risk.

Ukraine

Center for Philanthropy

Name and Title of primary  contact for WINGS-CF
Svitlana Kuts, President

Address:
36-E Yaroslaviv Val Street, Of. 33
Kyiv 01034
Ukraine

Telephone:
+38044 2123150

Fax:
+38044 2123150

Email:
office@philanthropy.org.ua

Web Site:
www.philanthropy.org.ua

Synopsis:

Ukraine came into existence as an independent state on August 24, 1991. Before that time it had been a part of the Soviet Union and before that tsarist Russia, Poland and the Austro-Hungarian empire.

Efforts to establish community foundations in Ukraine began in late 2002, influenced by the Western and especially the Russian experience, which has been disseminated among Ukrainian NGOs in the last several years.

Ukraine has very promising prospects for developing community foundations as local models for grant giving institutions. However, they may develop along different lines than those of its neighbors due to Ukraine's difficult history and to its social relationships characterized by reciprocity, a commitment to the group, shared values and community spirit. All these features have helped shape Ukraine's system of social service provision, its philanthropic institutions, its patterns of individual behavior and interpersonal relationships.

In the next few years several community foundations will be developed on the organizational base of NGOs that formerly were engaged in civil society development at the local level (e.g. resource centers for NGOs). The role of funders supporting their development will be important for their success, as the majority of the initiators of community foundations lack knowledge and skills in fundraising, governance, fiscal issues, and grantmaking.

Community Foundations In Your Country/Region:

History:

In 2002 the Ukraine Citizen Action Network (UCAN) officially announced its support for the establishment of community foundations in Odessa, Rivne, Kherson, and Donetsk. These are to be formed on the base of NGOs formerly engaged in civil society development in those regions.

UCAN is a four-year, nationwide project of the Institute for Sustainable Communities (Vermont, USA), funded by the United States Agency for International Development, to "build the capacity of Ukrainian organizations, through which citizens can work to communicate their priorities and directly influence the processes of democratic governance."

The Center for Philanthropy in Ukraine offers advice and research on community foundation development.

Independently of these efforts, a community philanthropy organization with many of the characteristics of a community foundation was established in Donetsk in 1998. A significant reduction in national funding for health care, education and social services led a team of doctors from Donetsk to start the Dobrota (Kindness) - Donetsk City Charity Fund. The mission of the Fund is to bring about a renaissance in civic philanthropy and charity in the Donetsk community, by providing aid to the most vulnerable groups in Donetsk society. They attract and stimulate donors by monitoring the social needs of the city and by informing the community of the areas of greatest need. The Fund seeks out other organizations that provide charitable support in Donetsk city and develops partnerships with them. More than 70 per cent of the donations the Fund receives are in-kind. The Fund is determined to draw on contributions from local citizens and companies to build the Fund, rather than relying on humanitarian aid from abroad. See the Dobrota website: www.dobrota.donetsk.ua.

Local/national environment for charitable giving:

Legislative and legal environment:

There are no clear legal prerequisites for the establishment of community foundations. Ukrainian law does permit creation of charitable foundations. The decision to be structured as a community foundation belongs to the Board of the foundation.

Philanthropy is politically supported by the Ukrainian government through laws and other documents declaring support for giving. Nevertheless, enforcing documents fail to provide clear regulations and incentives to allow for this activity to be properly implemented.

The law allows giving in the amount of 4 per cent annually to be deducted by individuals and from the profits of companies.

Changing attitudes and the local/national environment:

Philanthropy is conducted sporadically (and often in the shadows, when the transfer is not declared to officials by either party to the transaction). Giving patterns are underdeveloped -- only 2-3 per cent of the population participate in civil society activities; some 5 per cent participate in community assistance.

The focus of corporate philanthropy is on state-maintained institutions and programs. Motives are mostly connected to receiving recognition in the political sphere. A second motivating factor is religion, although there are examples of businesses supporting communities in which they operate.

Future developments for community foundations:

Community foundations will progress due to the growing need for social services in a country that has rising levels of poverty. The upcoming decentralization of social service functions to the local level will create a demand for institutional models that are able to provide consistent financial support for the social sphere.

In order for community foundations to grow, they will need to have a supportive legal and fiscal environment, and to raise the skills and knowledge of community foundation founders about community foundation operations, especially the skills necessary to properly manage these kinds of nonprofit institutions. The role of support organizations will become very crucial in promoting the creation of a supportive environment, and providing the technical assistance necessary in the areas of community foundation governance and management.

Organizations That Support and Promote the Development of Community Foundations

History:

The Center for Philanthropy was formed in 1998 as an organization to promote philanthropy by increasing citizen participation. The Center's President, Svitlana Kuts, learned about community foundations while she was an International Fellow at the Center for the Study of Philanthropy, City University of New York (USA), in 1997. As a result of that experience, one of the goals of the Center of Philanthropy has been the development of the models of community philanthropy.

In 1997 and 1999, the Center's president undertook study tours of the U.K., visiting Community Foundation Network, two community foundations in the London and Birmingham areas, and the Charities Aid Foundation's offices. The Center's representatives gathered an incredible amount of knowledge and material that were made available to Ukrainian NGOs through the Center's library.

In late 1999 a study trip for 10 regional NGOs was organized to learn about the activites of the first community foundation in Central and Eastern Europe, the Healthy City Community Foundation of Banska Bystrica in the Slovak Republic. As a result, in 2000 the Center published an information handbook on community foundations in Russian with the aim of informing Ukrainian society about the history, development and specifics of community foundations as grant giving institutions at the local level.

In 2001 the Center conducted research on civil society developments in Ukraine for the CIVICUS Index of Civil Society, which recommended development of community-based models of resource development for NGOs.

Community foundations were a topic of the DL course on social partnership, which the Center developed jointly with the World Bank in 2002.

With the growth of demand for consultations on community foundations, the Center established a consultation service for NGOs, used by the founders of community foundations in regional areas. The majority of the founders were participants in the 1999 study tours.

Currently, the Center is conducting a feasibility study on community foundations in Ukraine, which will be presented at the seminar on community foundations in Kyiv, Ukraine later this year.

Recent accomplishments / current challenges:

Since 1997 the Center has spread information about community foundations to Ukrainian NGOs and the Ukrainian government through publications and presentations at seminars.

In 1997, 1999, and 2002 site visits took place to community foundations in the U.K., Slovakia, and Russia.

Since 1997, the Center has collaborated with Community Foundation Network (U.K.), the Ekopolis Foundation, and the Heathy City Community Foundation of Banska Bystrica (Slovakia), Charities Aid Foundation-Russia, and the World Bank.

Since 1998, the Center has undertaken efforts to promote community foundation creation in Ukraine through study trips, publications, and education activities.

Future developments:

The topic of resource development for community foundations will be presented at the International Fundraising Workshop (25-29-May 2003).

A feasibility study, which is due to be completed in June 2003, will be presented at the seminar devoted to community foundations in Kyiv, Ukraine.

An action plan for promoting the development of community foundations will be based on the results of the feasibility study.

 

Middle East

Israel

Israel

The first community foundation in the Middle East, the Beit Shean Community Foundation, was established in 2000 in the Beit Shean Valley, a poor rural area near the border with Jordan. The community foundation was formed with the support of the Jewish Community Federation of Cleveland, Ohio, and a nonprofit Israeli organization devoted to social change.

Israel

Beit Shean Community Foundation

Name and Title of primary  contact for WINGS-CF
Eyal Edry, Executive Director

Address:
Unknown

Telephone:
Unknown

Fax:
Unknown

Email:
Unknown

Web Site:
Unknown

Community Foundations In Your Country/Region:

History:

The Beit Shean Community Foundation is a product of the partnership between the Jewish Community Federation of Cleveland, Ohio in the U.S. and the Israeli community of Beit Shean. The Beit Shean Valley is near the Jordanian border in a poor, primarily rural area.

The idea of establishing a community foundation emerged from the "Region in Transition" program developed in 1999 by the Beit Shean Region, in conjunction with the Cleveland Federation and Zionism 2000, a nonprofit, non-political, social change organization in Israel.

In March 2000 the president and CEO of the Cleveland Foundation traveled to Beit Shean under the auspices of the Federation to examine the social needs of the Beit Shean community and to present the concept of a community foundation to local leaders. The community foundation was formally established later that year to promote economic and social development in the area.

 

AFRICA

Africa

Kenya

Mozambique

South Africa

West Africa

Zimbabwe

Kenya

The Kenya Community Development Foundation (KCDF) was established in 1996 with major start-up funding and support from the Ford and Aga Khan foundations. Its mission is to build the capacity of citizen organizations to participate in community development activities and to introduce national philanthropy for development. KCDF is now focusing on building an endowment from local sources, including individuals and corporations.

Kenya

Kenya Community Development Foundation (KCDF)

Name and Title of primary  contact for WINGS-CF
Monica Mutuku, Chief Executive Officer

Address:
P.O.Box 10501-00100 GPO
Nairobi
Kenya

Telephone:
+254 (2) 762538/763002/351106

Fax:
+254 (2) 762538

Email:
kcdf@nbnet.co.ke

Web Site:
N/A

Community Foundations In Your Country/Region:

History:

The Kenya Community Development Foundation (KCDF) is the only community or public foundation in Kenya. With support from the Ford Foundation, six Kenyans (Dr. Joyce Malombe, Elkanah Odembo, Harry Mugwanga, Elvina Mutua, Aleke Dondo and Monica Mutuku) took initial steps to start the Foundation in 1997, after discussing the idea for 18 months.

Local/national environment for charitable giving:

Local attitudes:

Community philanthropy exists, but the giving remains largely informal.

Legislative and legal environment:

No foundation law exists. Foundations register as Non-Profit Companies or Non-Governmental Organizations. No tax incentives/relief exists. This lack of an enabling legal environment limits the development of community foundations in Kenya.

Changing attitudes and the local/national environment:

Formation of a lobbying group composed of both Private or Family Foundations and Charitable Trusts would be a major step towards this goal.

Recent accomplishments / current challenges:

The East African Foundations Learning Group and the upcoming East African Grant Makers Association provide peer to peer learning and, hopefully, will provide mechanisms/platform for tackling the legal/legislative environment.

Future developments for community foundations:

KCDF is innovatively selling the endowment funds idea by first:

    identifying specific development or other community or private sector needs or activities,

and then:

    positioning the endowment idea/possibility as a workable, sustainable solution.

Examples include: encouraging private school owners and communities to start scholarship funds as a solution to HIV/AIDS orphans or Field of Interest funds for maintenance of development projects.

Community foundation funders:

Largely international donors, but Kenyans are beginning to buy into the endowment funds idea.

Community foundation profile(s):

KCDF stories and information appeared in the Alliance Magazine issue dated June 2001, and will appear on our website, which we expect to be up in early 2003.

Complete list of community foundations in your country or region:
N/A

Organizations That Support and Promote the Development of Community Foundations

History:

1. The Ford Foundation: http://www.fordfound.org/
2 East African Grant Makers Association, currently under formation.

 

Mozambique

The Foundation for Community Development was established in 1994 by the former first lady, Graça Michel, and a broad-based group of local citizens. It is the first grantmaking foundation in Mozambique, and is devoted to building resources to finance community development initiatives. The foundation has received support from international funders, multinational companies and local Mozambican businesses. It has developed a strategy to promote local philanthropy and increase funding from local sources, both individuals and corporations.

Mozambique

Foundation for Community Development

Name and Title of primary  contact for WINGS-CF
Mr. Carlos Fumo, Executive Director

Address:
Av. Eduardo Mondlane 1160, 1170
C.P. 4206
Maputo
Mozambique

Telephone:
+258 (1) 433 03 30/1

Fax:
+258 (1) 42 25 95

Email:
fdc@zebra.uem.mz

Web Site:
http://www.synergos.org/partners/fdcenglish.htm

Community Foundations In Your Country/Region:

History:

The Foundation for Community Development (Fundação para o Desenvolvimento da Comunidade) (FDC) was established in 1994 through the efforts of the former First Lady and Education Minister of Mozambique, Graça Machel, and a broad-based group of Mozambican citizens. It is the first grantmaking foundation in Mozambique, and is devoted to building resources to finance community development initiatives.

In 1994 Mozambique ranked as one of the poorest countries in the world, having recently emerged from a protracted civil war. FDC believed that funds from international relief organizations and bilateral agencies would disappear as peace was consolidated in the country. The founders felt it was essential to begin building a permanent source of local funding that would be a resource for the country as international sources of funding began to disappear.

FDC's strategy focused on raising funds from three sources: Mozambican businesses and individuals; a debt swap; and international foundations and aid agencies. Because FDC had done an enormous amount of preparatory work and was able to make a coherent and persuasive case for the foundation, FDC has had good success in attracting significant support for its endowment.

Community foundation profile(s):

The FDC is profiled in "Community Development Foundations: Emerging Partnerships," by Joyce Malombe, available on the World Bank's website at:

http://www.worldbank.org/participation/civickeyread.htm

See the FDC profile in the Institute of International Education, Southern African Exchange Working Paper Number 33: "Listening to the Stakeholders: The Impact of U.S. Private Foundation Funding in Southern Africa" by Ann McKinstry Micou, July 1997.

www.iie.org/Content/NavigationMenu/Research_Publications/Archives/saie.pdf

See also the FDC profile in the Synergos Institute's Foundation Building Sourcebook, in the chapter on "Mobilizing Resources and Support," Section 2: Building Endowments.

 

South Africa

A five-year pilot program to develop community foundations in South Africa has been led by the Southern African Grantmakers’ Association. When the pilot program ends later this year, five or six community foundations will have been established in the 10 communities selected to participate in the program. The first community foundation in South Africa, the Uthungulu Community Foundation, was formed in 1999. Several other areas, not included in the original pilot program, are interested in forming community foundations.

South Africa

Southern African Grantmakers' Association

Name and Title of primary  contact for WINGS-CF
Max M. Legodi

Address:
P.O. Box 31667
Braamfontein 2017
Johannesburg
South Africa

Telephone:
27-11-403 1610

Fax:
27-11-403-1689

Email:
maxl@donors.org.za

Web Site:
www.donors.org.za

Synopsis:

The Southern African Grantmakers' Association (SAGA) is a regional grantmakers' support organisation serving diverse grantmaking donor organisations, including corporates having social responsibility programmes, corporate foundations, international donor organisations, grantmaking non-governmental/governmental organisations and community foundations.

In 1997 SAGA embarked on a pilot process to test the concept of community foundations in South Africa. Ten communities were invited to participate in the pilot programme, representing rural, semi-rural and urban areas. The program was restricted to those ten cities.

In general the spirit of philanthropy is high, be it from corporates, communities, faith-based organisations and individuals, but the concept of endowment building is still largely unknown and unpractised, or competes with the need to address immediate needs.

The country has a fairly well-developed, enabling legal environment, supporting not-for-profit organisations and their activities. Recently, tax authorities have been making much welcomed movements towards alleviating the tax burden on nonprofit organisations and also allowing tax deductions on donations for certain designated charitable causes. A lot of work and lobbying by the not-for-profit sector is required in this regard.

SAGA is presently winding down the pilot phase of the community foundation programme during 2002/3, and will engage with community foundation stakeholders to determine the future and type of umbrella structure to take the movement forward in South Africa.

Community Foundations In Your Country/Region:

History:

SAGA has pioneered and seeded the concept of community foundations in South Africa. To test the potential for community foundation development in South Africa, ten communities were invited to participate in a pilot programme. The pilot programme was restricted to only those communities that were formally invited to participate in the programme.

The first community foundation in South Africa, the Uthungulu Community Foundation was formed in 1998 and launched in 1999. Greater Rustenburg was formed in 1998 and launched in 2000.

Four community foundations have been legally registered. Two community foundations have already established their grantmaking programs. Uthungulu, with assets of approximately $560,000, has made a second round of grants totaling about $45,000. Greater Rustenburg, with assets of approximately $350,000, made its first round of grants totalling approximately $25,000. Greater Durban, with assets of approximately $100,000, has not started making grants yet. Greater Stutterheim, previously one of the promising sites, has since decided to shelve plans to continue with the community foundation, citing lack of a local donor base as a problem.

The Goldfields and Greater Tshwane (Pretoria) promise to be fully operational by the end of 2003. The Far North, Greater Middleburg, Matshekga (Lesotho) and Umtata Port St John are still at the initial stages of development or lack local interest or support for the concept.

The Ford, W.K. Kellogg and Charles Stewart Mott foundations supported SAGA in implementing the pilot programme, and Ford and Kellogg provided seed funding to individual community foundations, supplemented by local corporates and individuals, and in some instances local private foundations.

Local/national environment for charitable giving:

Local attitudes:

In general the spirit of philanthropy is high, be it from corporates, communities, faith-based organisations and individuals, but the concept of endowment building is still largely unknown and unpractised, or competes with the need to address immediate needs.

See the WINGS-CF Case Study of SAGA

Legislative and legal environment:

The country has a fairly well-developed, enabling legal environment, supporting not-for-profit organisations and their activities. Recently, tax authorities have been making much welcomed movements towards alleviating the tax burden on nonprofit organisations and also allowing tax deductions on donations for certain designated charitable causes. A lot of work and lobbying by the not-for-profit sector is required in this regard.

See the WINGS-CF Case Study of SAGA

Changing attitudes and the local/national environment:

* Tax reform on donations.
* National media campaign, e.g. a Giving and Sharing campaign.
* Research on the size of charitable giving.
* Documenting/research on the impact and outcome of giving for development.
* Engaging government/business on the benefits of giving.
* Introducing targeted educational programmes to stakeholders about philanthropy.
* Documenting and celebrating success stories about philanthropy.

Recent accomplishments / current challenges:

A number of individuals representing various communities have asked SAGA for community foundation materials, with the intention of establishing community foundations in their own areas. This is an encouraging sign about the future of the community foundation movement in the South Africa.

There is an increased awareness by government, business, and communities about the merits of community foundations.

Local community foundations have participated in international community foundation conferences and programmes, including the rural development programme sponsored by the Aspen Institute.

Future developments for community foundations:

* Engaging traditional leadership, e.g. King Goodwill Zwelithini is the patron of Uthungulu.
* Encouraging mining companies to invest with community foundations on behalf of communities,
as a cushion against future bitterness when deposits deplete.
* Partnership and collaboration with local businesses, e.g. cause-related marketing products.

Community foundation funders:

Corporates donors - 50 percent;
International donors- 45 percent; and
Individuals - approximately 5 percent.

Community foundation profile(s):

See the profile of the Uthungulu Community Foundation on the EFC's CPI website:

www.efc.be/ftp/public/CPI/Profile_on_UCF.pdf

Complete list of community foundations in your country or region:

The three fully functioning community foundations are:

Uthungulu Community Foundation, Richards Bay
Greater Rustenburg Community Foundation
Greater Durban Metro Community Foundation

Organizations That Support and Promote the Development of Community Foundations

History:

See the WINGS-CF Case Study of SAGA

 

West Africa

A community foundation hybrid, the West African Rural Foundation, was established in 1993. It is a regional foundation that serves five countries in West Africa: Senegal, Gambia, Mali, Republic of Guinea and Guinea Bissau. The complexities of its multinational structure have been a challenge for its evolution into an organization along community foundation lines. WARF is trying to diversify its funding so that it is not as heavily dependent on outside funders. It has put in place strategies to facilitate local fundraising.

West Africa

West African Rural Foundation

Name and Title of primary  contact for WINGS-CF
Unknown

Address:
Unknown

Telephone:
Unknown

Fax:
Unknown

Email:
Unknown

Web Site:
Unknown

Community Foundations In Your Country/Region:

History:

The West Africa Rural Foundation (WARF), also known by its French name, Fondation Rurale de l'Afrique de l'Ouest (FRAO), is a community foundation-like organization based in Dakar, Senegal that was established in 1993. It evolved out of another nonprofit research and support agency that was serving five countries in West Africa. The Foundation continues to serve these five countries - Senegal, Gambia, Mali, Republic of Guinea and Guinea Bissau - which are closely linked by history, culture, ethnicity, language and trade.

Just as in other countries around the world, the national governments of the five countries are moving to decentralize authority to local governments. WARF works to improve community participation in government and to improve the effectiveness of governance of all kinds. Overall, it seeks to strengthen local organizations and promote participatory methods of research and development through grants and technical assistance. The foundation works intensively with its grantees. It first assesses their capacity to carry out the projects proposed, and then puts together technical assistance packages to give the nonprofits the tools they need to succeed and to manage their grants received.

The foundation is headed by a board of governors drawn from citizen volunteers from each of the five countries. Its staff is also recruited entirely from Africans in its subregion.

WARF has received major support from international funders, including the Ford Foundation, the International Development Research Center (IDRC), and Development Innovations and Networks. WARF is trying to diversify its funding so that it is not as heavily dependent on outside funders. It has put in place strategies to facilitate local fundraising. Since local resources are scarce and the concept of building endowment for the long term is difficult to sell, WARF aims to take responsibility for funding its own programs by establishing partnerships with the local private sector and governmental agencies.

WARF faces several structural obstacles in seeking to build endowment from local sources. The region lacks a legal framework and incentives to donate funds. In addition, WARF has to face this challenge in five separate countries if it is to truly serve the region as a whole.

Community foundation profile(s):

WARF is profiled in "Community Development Foundations: Emerging Partnerships," by Joyce Malombe. It is available on the World Bank's website at:

http://www.worldbank.org/participation/civickeyread.htm

See also the IDRC report, "Building the Capacity of Grassroots Organizations: The West African Rural Foundation," at:

www.idrc.ca/reports/prn_report.cfm?article_num=865

 

Zimbabwe

The Community Foundation of the Western Region of Zimbabwe, also known as the Western Region Foundation (WRF), was established in 1998 after six years of planning by the Zimbabwean Organization of Rural Associations for Progress (ORAP). Drawing on a local community savings tradition called Qogelela, ORAP was able to pool contributions from more than 50,000 community members to endow the foundation. Even though the donations totaled only $5,000 USD, their contributions gave community members a sense of ownership of the foundation.

Zimbabwe

Community Foundation for the Western Region of Zimbabwe

Name and Title of primary  contact for WINGS-CF
Ms. Inviolatta Moyo, Executive Director

Address:
Number 21 Walter Howard Road
Northend
P.O. Box 1799
Bulawayo
Zimbabwe

Telephone:
+(263-9) 209617 / 200078

Fax:
+(263-9) 209617 / 200078

Email:
westfund@mweb.co.zw

Web Site:
http://dsf.org.au/westfund/about.htm

Community Foundations In Your Country/Region:

History:

The Community Foundation of the Western Region of Zimbabwe, also known as the Western Region Foundation (WRF), was established in 1998 after six years of planning by the Zimbabwean Organization of Rural Associations for Progress (ORAP), aided by technical assistance provided by the Synergos Institute. ORAP is a rural grassroots movement that focuses on self-reliance and is based on the charitable concept called Qogelela, a traditional form of community savings, which is characterized by community members pooling their resources to address community needs.

WRF's mission is to bring about greater well being for the economically disadvantaged areas of Matebeleland South, Matebeleland North and the Midlands by supporting development initiatives that arise from the communities themselves.

To endow the foundation ORAP was able to pool Qogelela contributions from more than 50,000 community members. Even though the donations totaled only $5,000 USD, their contributions gave community members a sense of ownership of the foundation.

WRF has been successful in obtaining grants from international funders. The foundation is now looking to raise its profile with local businesses and to encourage local philanthropy to build its endowment and create individual funds. To raise the profile of the foundation and spread the concept, in 2002 the foundation hosted a series of workshops facilitated by community foundations CEOs from the U.S. and Puerto Rico.

Community foundation profile(s):

See "Philanthropy, Zimbabwe Style," International Dateline, Issue 52, July 1999.

http://www.cof.org/newsroom/newsletters/international/July99/Page02.htm

See also the WRF profile in the Synergos Institute's Foundation Building Sourcebook's chapter on "Starting a Foundation," Section 2: Building Commitment and Resources.

 

ASIA AND THE PACIFIC

Asia

Australia

Bangladesh

India

Japan

New Zealand

Philippines

Australia

There is a lot of activity around community foundation development in Australia. A national private foundation and the national government have been actively working, along with the national grantmakers organization, Philanthropy Australia, to create community foundations, especially in rural areas, in order to build permanent assets for their communities and find solutions to their problems at the local level.

Australia
  • Philanthropy Australia Inc.
  • Philanthropy Australia Inc.

Philanthropy Australia Inc.

Name and Title of primary  contact for WINGS-CF
Ruth Jones, General Manager

Address:
Level 10, 530 Collins Street
Melbourne
Victoria 3000
Australia

Telephone:
61-3-9620-0200

Fax:
61-3-9620-0199

Email:
r.jones@philanthropy.org.au

Web Site:
http://www.philanthropy.org.au/

Community Foundations In Your Country/Region:

History:

Australia's first community foundation, the Victorian Community Foundation, was established in 1983. It was followed by the Melbourne Community Foundation in 1997. In 2000, the Foundation for Rural and Regional Renewal (FRRR) was established, with the specific objective of supporting the growth and development of community foundations.

Australia currently has nine established community foundations.

A further six community foundations have been established as non-profit entities and are awaiting approval for tax deductibility status from the Australian Taxation Office.

A further seven community foundations are in the process of being incorporated as non-profit entities. Following this they will apply for tax deductibility status.

Other cities and regions of Australia are also in the process of conducting feasibility studies, including Eyre Peninsula, Kangaroo Island, Burra and South East(South Australia), South West Victoria and City of Whitehorse (Victoria). The feasibility studies are determining if these regions can support and benefit by the establishment of a community foundation.

In Sydney (New South Wales) and Canberra (Australian Capital Territory), discussions are proceeding with local civic and community representatives, to test the support for the establishment of a community foundation.

Local/national environment for charitable giving:

Local attitudes:

Community foundations are still a relatively new concept within Australia. Philanthropy Australia and the Foundation for Rural and Regional Renewal are working to popularise the concept. The Commonwealth Government has accepted that community foundations have the capacity to play an important role in local and regional economic and social development. It has supported, with seed funding, the establishment of a number of regional and urban community foundations. Australia has a large non-profit sector, but its primary sources of funding have been direct fundraising from the general public and grants from the Commonwealth and state governments, not philanthropic funds. However, where the concept of community philanthropy has been promoted, it has been well-received.

Legislative and legal environment:

All donations over $2 made to a non-profit entity which has Deductible Gift Recipient (DGR) status are tax deductible. Donations to the public fund of a community foundation have this status, but not donations for general charitable purposes.

This is a complex and confusing arrangement for start-up community foundations and prospective donors. Philanthropy Australia and the Foundation for Rural and Regional Renewal (FRRR) are preparing a proposal which recommends a simplified legal structure for donations to community foundations.

Changing attitudes and the local/national environment:

Federal and State Governments and the Australian Taxation Office (ATO) are supportive of the concept of community philanthropy. However, the process by which start-up community foundations are approved, and the tax-deductibility rules under which they operate, need to be streamlined.

Recent accomplishments / current challenges:

Recent developments include the establishment of the Geelong Community Foundation, which launched in December 2000 and now has capital assets of $2.5 million AUD and an annual distribution of some $120,000 AUD.

The Ballarat Community Foundation is now in operation and has begun a 12-month, $1 million fundraising campaign.

The Today Tomorrow Foundation in Benalla has been launched and has embarked upon its first project, a redevelopment of local parklands and facilities.

Wingecarribee Community Foundation in regional NSW has a particular emphasis on environmental sustainability. It was launched in early 2002.

The Community Foundation for Bendigo and Central Victoria was launched in October 2002, although the foundation is still awaiting confirmation of its DGR status.

Australia and New Zealand are currently preparing plans for a joint Community Foundation Practitioner Training Program, scheduled for May/June 2003. The program will bring together staff and trustees from new community foundations in both countries, for a three-day practical training program.

Australian community foundations will participate in Philanthropy Australia's conference, "Philanthropy: Venture Capital for the Common Good," in March 2003 in Sydney.

The Commonwealth Government has recently provided funds to Philanthropy Australia, which will be used to support the development of two new community foundations, in major metropolitan areas.

A current challenge is providing appropriate training and support to the almost wholly volunteer trustees and staff of community foundations. Endowment building is an important issue. Australian community foundations are exploring ways in which they can act as a catalyst for community development and action, while fundraising continues.

Community foundation funders:

Category of funders: Foundation for Rural and Regional Renewal (FRRR); private and family foundations; Commonwealth Government; individuals.

Types of funding: FRRR and private and family foundations have provided funding for feasibility studies and initial start-up costs for three community foundations.

The Commonwealth Government has provided funds for feasibility studies for six community foundations (including community consultation processes), and initial start-up and operating costs for two new community foundations to be located in major metropolitan centres.

Local government has provided funds for feasibility studies and initial community consultation processes for about 10 proposed community foundations.

A corporation has provided initial feasibility and operating funds for one regionally based foundation.

An individual has provided the bulk of the corpus for the Geelong Community Foundation.

The Charles Stewart Mott Foundation has provided grants to:

    Philanthropy Australia
    Foundation for Rural and Regional Renewal
    Community Foundations of Australasia

to provide support services to emerging community foundations. The grant monies have been used to employ a part-time staff member, improve marketing and information tools, research a streamlined approval process for the establishment of new community foundations; and support the annual forum hosted by FRRR and Philanthropy Australia for staff and trustees of community foundations.

Complete list of community foundations in your country or region:

http://www.philanthropy.org.au/

The community foundations gateway on this website is presently being updated. The revised version of the gateway will go up in December 2002 and include website and contact details for individual community foundations.

Web Site:

www.philanthropy.org.au

 


Philanthropy Australia Inc.

Name and Title of primary  contact for WINGS-CF
Ruth Jones, General Manager

Address:
Level 10, 530 Collins Street, Melbourne, Victoria 3000, Australia

Telephone:
61-3-9620-0200

Fax:
61-3-9620-0199

Email:
r.jones@philanthropy.org.au

Web Site:
http://www.philanthropy.org.au/

 

Bangladesh

The Bangladesh Freedom Foundation was launched in 1999 along community foundation lines with the support of the Ford Foundation. Its mission is to promote three fundamental freedoms in Bangladesh: freedom from poverty, freedom from ignorance, and freedom from oppression. It works through partnerships with civil society groups or organizations, and by supporting programs that strengthen civic initiatives and citizens’ participation.

Bangladesh

Bangladesh Freedom Foundation

Name and Title of primary  contact for WINGS-CF
Dr. Iftekhar Zaman, Executive Director

Address:
Road #18, House #11, Block #J
Banani, Dhaka-1213
Bangladesh

Telephone:
(880-2) 9880694 / 9886157

Fax:
Unknown

Email:
bff@bdcom.com

Web Site:
www.freedomfound.org

Community Foundations In Your Country/Region:

History:

The Bangladesh Freedom Foundation (BFF), which was launched in May 1999 with the support of the Ford Foundation, aims to promote and strengthen indigenous philanthropy in Bangladesh.

The Foundation is committed to promoting three fundamental freedoms in Bangladesh:

    * freedom from poverty
    * freedom from ignorance
    * freedom from oppression

It does this through grantmaking programs that focus on: empowering and uplifting the disadvantaged, the disabled and minorities in Bangladesh society; creating optimal and sustainable health services, especially for women and children; promoting good governance structures that are accountable and transparent; and providing for habitable and sustainable ecosystems and the environment.

The Bangladesh Freedom Foundation works in partnership with civil society groups and organizations, and by supporting programs that catalyze and strengthen civic initiatives and citizen participation.

The BFF seeks to revive the rich traditions of philanthropy in Bangladesh, and promote the idea, methods and practices of philanthropy as a catalyst in national development. It welcomes contributions from, and partnerships with, individuals and institutions within Bangladesh. The BFF seeks funding from Bangladeshis overseas who want to help their homeland. Donations can be either in the form of endowment or directed for particular purposes.

 

India

India has two community foundations, one in Mumbai (Bombay) and the other in Ahmedabad. The Bombay Community Public Trust was established in 1991 by the directors of the Centre for the Advancement of Philanthropy. The second community foundation, the Ahmedabad Community Foundation, was formed with the support of The Ford Foundation in 2001. Sampradaan – Indian Centre for Philanthropy is actively researching and promoting the community foundation concept. Other efforts to develop new community foundations are underway, and more community foundations may result.

India

Sampradaan - Indian Centre for Philanthropy

Name and Title of primary  contact for WINGS-CF
Pushpa Sundar, Executive Director

Address:
Sector - C, Pocket - 8/8704
Vasnat kunj, New Delhi - 110070
India

Telephone:
91-11-689-9368

Fax:
91-11-612-1917

Email:
icp@vsnl.com

Web Site:
http://www.sampradaan.org

Synopsis:

Currently there are only two Western-type community foundations in India, The Bombay Community Public Trust (BPCT), Mumbai, and the Ahmedabad Community Foundation, Ahmedabad. The second is not yet fully registered as an independent entity. In addition a few other foundations are in the process of formation. However, there are indigenous versions of the concept which have existed from ancient times. Perhaps the most ancient example (though no longer in existence) dates back to the twelfth century. Today, also, several indigenous forms exist, which are in essence community foundations, but are not formally so registered or called.

Community Foundations In Your Country/Region:

History:

While the Western models of community foundations are of recent origin, and the first one of this nature, The Bombay Community Public Trust, was formed only in 1990 or so, indigenous models of community foundations date back as far as the twelfth century. They did not have all the features of a modern community foundation, but in essence they were community foundations. Today, there are also several indigenous models in India, especially in rural areas, which are somewhat in the nature of self-help groups and somewhat like community foundations. Today, apart from the BCPT, there is one other community foundation, the Ahmedabad Community Foundation, which is not totally independent and registered, but is being incubated by another organization. Some others are also being incubated, but are not yet fully formed.

BCPT's origins date back to the 1980s, when the first conference on corporate philanthropy in India was organized by the Ford Foundation, in collaboration with the Centre for Policy Research. As a result of that conference, it was decided to set up an organization to promote philanthropy in India, and the person who took this lead was Mr. H.T. Parekh, a philanthropically-minded, high-powered CEO of a big public sector banking institution. It resulted in the birth of the Centre for the Advancement of Philanthropy (CAP) in Mumbai (Bombay). Mr. Parekh was against foreign funding and secured funding from corporations and foundations in India. Alhough CAP did not take foreign funding, they were open to new ideas, one of which was community foundations. So again, under the leadership of Mr H.T. Parekh, the Bombay Community Public Trust was formed with a corpus donated from several corporations and foundations, the most notable among the latter being the Sir Ratan Tata and Sir Dorab Tata Trusts. CAP also helped to operationalise the community foundation. For a more detailed history and further information, please see the Sampradaan monograph on the Bombay Community Public Trust.

The Ahmedabad Community Foundation was formed after the Ford Foundation encouraged ACF's current executive secretary to establish the organization.

Other foundations are being encouraged by the Ford Foundation, Charities Aid Foundation, and the National Foundation for India, but as yet nothing concrete has emerged.

Sampradaan has been working to create awareness of the concept through writing about the concept in newspapers and journals, doing presentations about it at different forums, and producing a guide to community foundations.

Local/national environment for charitable giving:

Local attitudes:

Local attitudes are favourable. Philanthropy has a long tradition, but the modern version has to be promoted. Indigenous models have to be documented and encouraged to add on more features, and broaden their scope. Sampradaan has been building public attitudes through its publications and meetings, and other activities.

Legislative and legal environment:

The legislative and fiscal environment is favourable for the formation of foundations. There are three principal enactments under which they can be incorporated, and fiscal incentives in the form of tax rebates and exemptions exist. There are no real impediments except that of bringing people together for common action, mobilising local resources, and getting committed people to run these organizations. An initial impetus is needed to spread the concept widely, and to do the preparatory work. No foreign donors nor Indian foundations have thus far offered the kind of financial assistance needed to help promote the idea.

Changing attitudes and the local/national environment:

Sampradaan, as a support organization, has done what it can to popularise the concept with extremely limited resources. However, sustained resources are needed, both financial and human to popularise the concept among the general public and to set up model organizations throughout India.

In a consultancy assignment for the World Bank, Sampradaan recommended the establishment of community foundations at the district and state levels as a mechanism to mobilise local resources for poverty alleviation projects outside government. If government gives the idea a push, and provides the initial funds to promote the idea, then it can take off. This is also something the World Bank can promote in its dealings with governments.

Recent accomplishments / current challenges:

At the encouragement of the Ford Foundation, several potential community foundation leaders have gone on study tours to the United States and to Southeast Asia to look at community foundations. Support organizations like Sampradaan, CAP, etc. have also participated in WINGS and WINGS-CF conferences, which have helped to broaden and deepen our understanding of the movement and to promote the concept in India.

Future developments for community foundations:

Currently, there are only two Western type community foundations in India, The Bombay Community Public Trust, Mumbai, and the Ahmedabad Community Foundation, Ahmedabad. The second is not yet fully registered as an independent entity. In addition, a few other foundations are in the process of formation. However, there are indigenous versions of the concept which have existed from ancient times. Perhaps the most ancient example (no longer existing), dates back to the twelfth century. A recent development is the attempt to document indigenous models by Sampradaan and the National Foundation for India.

Community foundation funders:

So far the only funders who have funded the promotion of community foundations have been the Delhi office of the Ford Foundation and to a lesser extent the National Foundation for India. Grants have supported the existing community foundations, and provided for consultancy assignments to promote the concept in Pune. Grants have also supported participation in international meetings and study visits. The support began circa 1999 and, except for continuing grants, seems to be over now.

Community foundation profile(s):

There are several Sampradaan publications which are listed in the WINGS-CF Compendium of Resource Materials for Community Foundations (available at http://www.wingsweb.org/), including: "Bombay Community Public Trust", a monograph, "Our Community Our Responsibility", a guide to setting up and running community foundations, as well as a small report written by Pushpa Sundar on an indigenous model, "Gram Vikas Kosh - An indigenous model". These documents are also available from Sampradaan's own web site (http://www.sampradaan.org/).

The journalistic pieces in our newsletter are also available from us.

Complete list of community foundations in your country or region:

Please contact Ahmedabad Community Foundation and Bombay Community Public Trust directly. Their web sites are:

http://www.acfindia.org/
http://www.bcpt.org/

Web Site:
http://www.sampradaan%20.org/

Organizations That Support and Promote the Development of Community Foundations

History:

Sampradaan - Indian Centre for Philanthropy was formed in 1996 to promote and strengthen Indian philanthropy so as to provide plural sources of support to social development organizations. It is a catalyst organization, which is also a membership organization. Our members include both NGOs and foundations and companies. BCPT, the only well-established community foundation, is a member of SICP. We have been popularising the concept of community foundations through documentation, publications, and other awarness-raising measures.

The Centre for the Advancement of Philanthropy in Mumbai is another support organization. It was formed ten years earlier than SICP. They are members of WINGS and have their own information on the web.

Recent accomplishments / current challenges:

We have brought out a guide to community foundations, written in newspapers about the concept, organized meetings to popularise the concept and to consider how to further it, and documented some instances of indigenous models. These materials are mentioned on the WINGS-CF compendium of resources.

Our most recent effort in this direction is a consultancy report for the World Bank India, where we were asked to look at possible private sector involvement in the Rajasthan State poverty initiatives project. Our major recommendation was to suggest the formation of community foundations at the district and state levels to moblise community support. Action on the report is pending.

Future developments:

At the moment no further initiatives are planned to promote individual community foundations due to the lack of resources, both financial and human. Community foundation development in India would benefit from having one person dedicated to promoting the concept and developing pilot community foundations. Currently resources are not available.

 

Japan

There are two community foundations in Japan. The first, the Osaka Community Foundation, was established in 1991 with the support of the local chamber of commerce. The second was formed by a group of volunteers in Kobe in the wake of the Great Hanshin/Awaji earthquake. The Citizens Fund Kobe is part of the growing nonprofit movement in Japan to increase local support for the emerging voluntary sector.

Japan

Osaka Community Foundation; Shimin (Citizens) Fund Kobe

Name and Title of primary  contact for WINGS-CF
See below

Address:
See below

Telephone:
See below

Fax:
See below

Email:
See below

Web Site:
See below

Community Foundations In Your Country/Region:

History:

The Great Hanshin-Awaji earthquake in January 1995 did more than create havoc in the city of Kobe. It was the worst natural disaster in post-Word War II Japan and left approximately 6,400 people dead, 40,000 injured, 250,000 structures damaged or destroyed, and 317,000 people in temporary shelters. When the local and national governments were unable to cope with a disaster on this scale, citizens and voluntary organizations rushed to fill the gap.

The earthquake proved a watershed moment in the history of nonprofits in Japan. Prior to Kobe volunteerism and the nonprofit sector were considered foreign ideas that would not work in Japan. No legal framework existed for small civic groups to incorporate. The earthquake led directly to a new Non Profit Organizations (NPO) Law, which was enacted in March 1998. The legislation makes it easier for local grassroots organizations to incorporate and gives them credibility with funders they did not have previously.

There are at least two community foundations currently in Japan, and interest there is growing. Research is underway on how to increase the number of community foundations in Japan. The community foundation model is being studied in order to find ways to adapt it to the Japanese environment so that the creation of more community foundations will become possible.

Osaka:

The Osaka Community Foundation, the first community foundation in Japan, was established in 1991, with an endowment by the Osaka Chamber of Commerce. The Chamber prepared for its role in establishing the foundation by making a study tour to the United States to examine the North American community foundation model. In its formative stages the Osaka Community Foundation received technical assistance from the Cleveland Foundation.

The Osaka Community Foundation has benefited from its association with the Chamber of Commerce, in terms of the increased credibility it provides. The Osaka Community Foundation offers donors a full range of services and types of funds. Funds have been established by local governments, individuals and companies that operate in the Osaka region. Funds established in the Osaka Community Foundation can be permanent or spent over a period of time; they can be focused on a particular area of grantmaking or unrestricted. The foundation also is actively promoting philanthropy, through research and seminars on volunteerism and philanthropy.

Kobe:

In the wake of the Kobe earthquake a community fund, the Hanshin-Awaji Community Fund, was established in May 1996. It was endowed with the proceeds of motorboat races held especially to generate earthquake relief funds. The fund totaled 800 million yen (about $7.2 million USD). The Community Fund focused on three grant areas: community redevelopment, community service, and support for nonprofit organizations and philanthropy. It was structured to spend out its funds and terminate in three years; it ceased operations at the end of March 1999.

The Shimin (Citizens) Fund Kobe was formed in 1999 by a group of volunteers as a permanent successor organization to the Hanshin-Awaji Community Fund. It was established under the new NPO Law. The purpose of the Citizens Fund is not just to continue recovery activities, which are still needed, but also to help consolidate a base of financial support for nonprofit organizations. Prior to formation, the Citizens Fund Kobe raised its own money; it also received a transfer of the remainder of the Hanshin-Awaji Community Fund's assets. Growing the fund is proving a challenge due to the current downturn in the Japanese economy, and the fact that the crisis conditions created by the earthquake have faded. Returns on investments in Japan are minimal and fundraising is difficult. However, the Citizens Fund's commitment to improving the lives of the citizens of Kobe, through its support of local nonprofit organizations, remains strong.

Community foundation profile(s):

See the profile of the Osaka Community Foundation on the Japan Foundation's Center for Global Partnership website:

www.cgp.org/cgplink/profiles/ocf.html

Complete list of community foundations in your country or region:

Osaka Community Foundation

Contact: Yoshiro Mishima, Executive Director

Address: Osaka Chamber of Commerce and Industry Bldg.
Honmachibashi 2-8
Chuo-ku, Osaka-shi 540
Japan

Tel: +81 66 944-6260
Fax: +81 66 944-6261

Email: inform@osaka-community.or.jp
Website: www.osaka-community.or.jp/ (in Japanese only)

Shimin (Citizens) Fund Kobe

Nisaburo Setoguchi, Executive Director
Hiroko Kuroda, Board Chair

Address: R#203 1-1-1 Ashai-dori Chuo-ku
Kobe 651-0095
Japan

Tel: +81-78-230-9774
Fax: +81-78-230-9785

E-mail: kikin@stylebuilt.co.jp
Website: http://www.stylebuilt.co.jp/kikin (in Japanese only)

 

New Zealand

New Zealand has a totally unique environment for community philanthropy. There are 12 community trusts created when non-profit community-owned banks were converted to for profit entities, and several similar trusts created by the conversion of public utilities to for profit energy companies. These trusts are tied to defined regions of the country and operate similarly to community foundations, but do no fundraising. There are at least four community foundations formed along more traditional lines, and a number of the community trusts are looking at ways to become more like community foundations.

New Zealand

Philanthropy New Zealand

Name and Title of primary  contact for WINGS-CF
Judith Timpany, Board Chair

Address:
PO Box 1521
Wellington
New Zealand

Telephone:
+64 4 499 4090

Fax:
+64 4 472 5367

Email:
info@philanthropy.org.nz

Web Site:
www.philanthropy.org.nz

Community Foundations In Your Country/Region:

History:

New Zealand has a very interesting mix of community philanthropy models, including community foundations and community foundation-like hybrids. There are at least four community foundations that are formed along the lines of the classic model, in that they serve a distinct geographic area, have a multiplicity of donors and are involved in building assets. However, even the more classic models have major differences in structure and focus.

The Wellington Regional Community Foundation was established in 1991 and has the distinction of being the first community foundation in New Zealand. It grew out of a relationship with a trustee company, which serves as its sole trustee. The foundation's growth has come primarily from the legacies it receives from the trustee company. The trustee company underwent a restructuring in 1995, and the community foundation has not received any new legacies since that time.

The Compass Community Foundation was established in early 1996 to provide services and technical assistance to the nonprofit sector on the central North Island. The Compass Community Foundation's primary focus is on community leadership, which it does by providing technical assistance to build the capacity of community organizations and by encouraging people to come together to solve local issues. In addition, it serves as the Funding Manager for the Tindall Foundation, the largest private foundation in New Zealand. The Tindall Foundation has identified a number of community philanthropy organizations in New Zealand to carry out its grantmaking in local areas, because it believes that those closest to the local nonprofit sector will have the greatest knowledge of community needs and be able to select the most effective nonprofit organizations and projects.

Trust Manukau was established in March 2000. Although it was set up by the mayor and city council of Manukau, it is an independent organization that provides a way for individuals and companies to meet the needs of the local community. Trust Manukau did not have any assets when it was founded. Its board's first duty was to develop a fundraising strategy, which involved selling the naming rights to civic facilities and other "trading activities" and making connections between donors and nonprofit projects. Trust Manukau made its first grant in the middle of 2002 through the generosity of an anonymous donor.

A fourth community foundation being developed is the Northland Community Foundation. It has been focusing primarily on community development in its declining rural area. The community foundation's strategy has been to identify community needs and then find donors to support them. Here and elsewhere in New Zealand donors generally have been resistant to funding the operatings costs of a foundation, preferring to have the satisfaction of funding worthy projects in their areas.

The community philanthropy sector in New Zealand has been greatly influenced by the existence of the 11 community trusts created in 1988 by the sale of community-owned savings banks to a for profit bank. When all of the shares in the banks were finally sold in 2000, the combined assets of the trusts totaled over $1 billion NZD, well over a half a billion dollars US. The board of the trusts are appointed and serve as a grants committee; the trusts do not do any fundraising.

These community trusts may well have a major influence on how community philanthropy develops in New Zealand and lead to a new generic model. At least one of the community trusts is beginning to transform itself into a community foundation. The Trust Bank Whanganui Community Trust recently changed its name to the Whanganui Community Foundation. It will be interesting to see along what lines the community trusts develop in the future.

Community foundation profile(s):

See the presentation, "Community Foundations the New Zealand Experience," by Martine Foster at:

www.frrr.org.au/papers_katoomba2002/MartineFosterNZExperience.doc

Organizations That Support and Promote the Development of Community Foundations

History:

Philanthropy New Zealand is a membership association formed in 1990 as an initiative of the Roy McKenzie Foundation. The original nucleus of 20 members has grown to 111 organisations representing private trusts and foundations, and those grant-making trusts unique to New Zealand created through the sale of community banks and energy utilities.

Community foundations are a fast-growing part of the New Zealand philanthropic sector. Philanthropy New Zealand supports community foundation development through its Community Foundations Gateway, a central location for news and information relevant to community foundations in New Zealand, including links, upcoming events, information from Philanthropy New Zealand’s Resource Centre and contact details. It also maintains an email discussion list for New Zealand community foundations to share information, news and ideas.

Recent accomplishments / current challenges:

With the support of the Tindall Foundation, Philanthropy New Zealand has been actively exploring the size of the community philanthropy sector in New Zealand and promoting the development of community foundations. Several community foundation workshops were held in 2002 to discuss community philanthropy and the community foundation model as it is developing in New Zealand and internationally.

 

Philippines

At least one local foundation, Kabalaka (Concern) Development Foundation of Negros Occidental, has determined to transform itself into a community foundation. A research survey is being conducted to identify other foundations with community foundation-like characteristics, in preparation for a community foundation development program in the Philippines.

Philippines

Association of Foundations Philippines, Inc.

Name and Title of primary  contact for WINGS-CF
Norman Joseph Q. Jiao, Executive Director

Address:
Room 9001-A, 9/f Aurora Tower
Aurora Boulevard
Araneta Center
Cubao, Quezon City
Philippines

Telephone:
632-913-9792

Fax:
632-911-9792

Email:
Oman@pusit.admu.edu.ph

Web Site:
http://www.afphils.net/

Community Foundations In Your Country/Region:

History:

Community foundation development is being actively explored in the Philippines. Research is underway to identify organizations with community foundation-like structures and activities, and to expore how community foundations would relate to the NGOs and foundations that currently exist, and how to apply the community foundation model to the local context.

One of the foundations that is actively seeking to transform itself into a community foundation is the Kabalaka (Concern) Development Foundation of Negros Occidental. Kabalaka was formed by a group of progressive sugar planters 20 years ago, who wanted to improve the lives of the workers and their families through community development efforts in this very poor part of the Philippines. Kabalaka has run programs that focus on youth development, employment, infrastructure, and spiritual and health issues in the communities it serves.

In 2000 Kabalaka began a process of evaluating its organizational effectiveness by participating in an international program operated by the International Council on Management of Population Programmes. Not only did the program help by providing professional development for its staff and improving its internal management systems, but the foundation also came to realize that sustainability meant more than just financial stability. Kabalaka had helped to build up their communities, but had not used the talents and resources of those in the community to the fullest. The foundation decided it wanted to give the communities the chance to take charge.

After a thorough study of the local situation and a long process of consultation with community and government leaders, the foundation decided to transform itself into a community foundation. The Foundation realizes that this will entail developing a totally new mind set, not only in the communities but also among the foundation staff and board. Kabalaka is now restructuring its programs to increase community participation and allow volunteers to play a larger role. The foundation is pilot testing new programs in a few communities that allow community members to define what the needs are in their communities and to work together on finding solutions.

Community foundation profile(s):

See the article profiling the Kabalaka (Concern) Development Foundation, "Giving communities the chance to take charge," in the September 2000 issue of Alliance magazine.